COMPLIANCE OFFICER CAPITAL MARKETS jobs in United Kingdom

within our Asset Management & Capital Markets Compliance team. Our international team of 13 is responsible for providing advisory... officer role, with investment management compliance experience strongly preferred Knowledge of the financial markets, notably...

acumen with good numeracy and analytical skills relevant to appraising capital investment activity in private capital markets.... Experience in capital markets/financial sector. The ability to lead and influence people, particularly when working in...

Protection Officer to ensure compliance with legislation. Advising on sanctions and ensuring compliance. Overseeing procurement..., where we are working with pioneering legal tech and venture capital companies to expand into new markets. Our initial partnership...

as a point of escalation for complaints handling. Collaborating with the firm's Data Protection Officer to ensure compliance... capital companies to expand into new markets. Our initial partnership with App4Legal - Legal Practice Management Software...

including Registry, Capital Markets, Investor Relations and Share Plans for both listed and unlisted corporates. The...Job Description: Overview: The Director, Risk and Compliance will lead a team of Risk and Compliance professionals...

Officer to provide second-line oversight of the Capital Markets Business activities across the group, focusing on FICC, Rates... oversight of Capital Markets Business activities, ensuring compliance with regulatory requirements and internal policies...

Chief Compliance and Risk Officer and working closely with the executive leadership team. This is an excellent opportunity...Looking for a legal, risk or compliance specialist? Share your hiring requirements. Resources Back Resources...

Chief Compliance and Risk Officer and working closely with the executive leadership team. This is an excellent opportunity...Looking for a legal, risk or compliance specialist? Share your hiring requirements. Resources Back Resources...

Officer) Purpose: To steward the company's financial resources to deliver sustainable growth, investment in the Qureight... managing Investor relationships, ongoing compliance with Company law, and protecting the company’s ongoing financial viability...

capital to support private sector growth and innovation. We have 75 years of experience successfully supporting the... strategy responds to the opportunities and challenges facing developing and emerging economies. To ensure our capital is used...

for clients, people and society and build trust in the capital markets. Enabled by data and technology, diverse EY teams in over... as well as tax accounting and compliance tasks. The opportunity The Internal Tax Senior ('ITS') will work to support the EMEIA...

core areas of commercial activity: capital markets; Corporate and M&A; finance and banking; real estate; tax, pensions..., Markets and Products ("CMP") Partner and Chief Client Officer ("CCO"). The stated aim is to create a "clients first" culture...

and Offshore locations. . In areas such as Project Finance, Derivatives or Capital Markets, where an international search... an impressive and established legal team in a high growth company and sector, reporting into their highly regarded Chief Compliance...

Aviation Commercial and regulatory Aviation Finance Aviation Insurance Banking/Finance Capital Markets Charities... Officer, this role will support the Board, working closely with the ExCo at HQ, running projects and assisting operations...

and supervising the entire process, ensuring the proper application of policies and institutional processes. Ensure compliance... compliance with applicable laws, rules and regulations, adhering to Policy, applying sound ethical judgment regarding personal...

and supervising the entire process, ensuring the proper application of policies and institutional processes. Ensure compliance... compliance with applicable laws, rules and regulations, adhering to policy, applying sound ethical judgment regarding personal...

our clients succeed in an ever-changing industry. We are: Experts in capital markets, banking and payments, wealth and asset..., financial crime, capital markets, and core banking. Committed to growing our business and hiring the best talent to help us get...