COMPLIANCE MONITORING OFFICER – INVESTMENT jobs in UNITED KINGDOM, United Kingdom

Compliance Monitoring Officer FinTech - London Imagine joining a dynamic and innovative fintech offering cutting... Monitoring Officer you will: - Conduct regular compliance monitoring as outlined in CMP - Drive continuous improvements in the...

Our client, a leading Financial Services firm are looking for a Compliance Monitoring Officer to join the team... on a permanent basis. As Compliance Monitoring Officer you will assist the Company in the management of regulatory risk...

this by hiring exceptional people. Equals are looking to hire an experienced Regulatory Compliance Monitoring Officer... to join their team in Chester. About the role The Regulatory Compliance Monitoring Officer will assist in setting the Compliance...

Our client, a leading Financial Services firm are looking for a Compliance Monitoring Officer to join the team... on a permanent basis. As Compliance Monitoring Officer you will assist the Company in the management of regulatory risk...

Our client, a leading Financial Services firm are looking for a Compliance Monitoring Officer to join the team... on a permanent basis. As Compliance Monitoring Officer you will assist the Company in the management of regulatory risk...

Chief Compliance Officer and the Senior Management of the Howden UK&I businesses. To contribute to the Howden UK..., sustainability, volunteering - you’ll find like-minded people driving change at Howden. We are seeking a Head of Monitoring...

to the Senior Compliance Officer heading the General Compliance team. We currently operate a hybrid working model at IBKR... Monitoring Framework; Create, maintain, and implement compliance-related policies; conduct internal compliance reviews...

their monitoring abilities. Also assist with producing MI/KPIs to relay back to senior Compliance management for reporting purposes...Key Responsibilities The successful individual will be responsible for: Monitoring of the Bank's transactions...

clients across the globe. They are looking for a Compliance Officer to join the team on a permanent basis. THE... RESPONSIBILITIES: Supporting in the development of the Compliance monitoring plan. Performing activities in coherence with the...

anticipation and mitigation of harm, are at the heart of the business. As Compliance Officer, you will play a key role in ensuring.... Performing compliance monitoring reviews. Helping to review and revise policy, procedure and guidance. Assisting...

Serves as a Privacy and Data Responsibility Compliance Officer for Independent Compliance Risk Management (ICRM) responsible... governance framework. Monitoring adherence to Citi’s Compliance Risk Policies and measuring compliance risk through a robust...

​Our Client Rutherford have been mandated on an excellent opportunity for a Compliance Officer to join our Private... will include, but are not limited to: Implementing and executing the UK compliance monitoring program Reviewing and approval...

to: Provide expert regulatory advice to the investment/deal teams. Manage code-of-ethics and compliance monitoring related tasks... firms, investment banks and technology firms. We began as a compliance recruitment firm in London and expanded to offer new...

We are looking for a pro-active, highly motivated and ambitious individual who will hold the role of Regulatory Compliance Officer to expand... accordance with our Compliance Monitoring Programme to ensure regular reviews and assessments Execute checks in connection...

​Our Client Our client, a UK-based exchange, is currently seeking a Compliance Officer to join its London office... monitoring reviews in line with the firm's Compliance Monitoring Programme Conducting AML and KYC reviews Spearheading client...

for an experienced compliance officer, looking to progress to the next level who is looking to work in a fast-paced FinTech start-up.... As part of the Risk & Compliance team, reporting to the Chief Risk & Compliance Officer, you will be responsible for ensuring...

compliance officer, looking to progress to the next level who is looking to work in a fast-paced FinTech start-up. As part of the... Risk & Compliance team, reporting to the Chief Risk & Compliance Officer, you will be responsible for ensuring...