COMPLIANCE MONITORING OFFICER – INVESTMENT jobs in GREATER LONDON, United Kingdom #2

. As part of the Risk & Compliance team, reporting to a Senior Compliance Officer, you will be responsible for ensuring... line with the execution of the Compliance Monitoring Program (CMP). Reviewing and approving financial promotions...

Leading Global Trading Platform seeking a Senior Risk Officer to join their team, based initially in London with the... close cooperation with the Dutch boards, and the legal and compliance teams) quality and validation of materials to be shared with the...

and Sustainability Risk Officer, you will be responsible for leading our efforts in identifying, assessing, and managing climate-related.... You will report to the Chief Risk Officer and be a member of the Risk executive leadership team. Key responsibilities : Management...

What the Hiring Manager Says The Money Laundering Reporting Officer (MLRO) role is responsible for identifying..., assessing, monitoring and managing the risk of financial crime, in line with Quilter's risk appetite. This incorporates Anti...

I'm delighted to be partnering a global Insurance group to appoint a Business Information Security Officer based in... Information Security Officer (BISO) plays a pivotal role in bridging the gap between business objectives, cybersecurity and data...

About the role The Business Information Security Officer (BISO) plays a pivotal role in bridging the gap... etc) Define and execute the cyber strategy, prioritising short, medium and long-term investment considering resilience and risk...

Starr Insurance Companies is a leading insurance and investment organization, providing commercial property... Conduct Risk. Carry out monitoring and oversight of conduct exposed delegated authority arrangements. Provide conduct...

confirmations Monitoring all payments and receipt advices to be sent via the Swift system, ensuring cut-off times are respected... and monitoring receipt of funds. Preparing Certificate of Deposit instructions to the Banks issuers and monitoring the matching...

into an Investment Management organisation, as well as working with multiple suppliers. They should additionally be highly familiar in..., and business process automation requests (projects / initiatives), as well as monitoring the progress and status of each, in-line...

supporting the COO, CFO and Chief Commercial Officer. Pershing provides a broad range of financial business solutions... to investment banks, broker-dealers, wealth managers, financial planners and advisers across EMEA. We provide sophisticated front...

and depth of coverage across four core services: Market Making, Clearing, Hedging and Investment Solutions and Agency... 3 areas, all reporting into the Chief Operating Officer for Marex Solutions: COO team - delivering new business...

Operations · Alerting & Monitoring, Capacity & Performance Management of DCP Solution : Assess system performance and recommend..., Request, Knowledge Management, CMDB and other IT Service Management processes · Develop and oversee cross-process compliance...

subjects on data protection matters, review responses to data subject rights being exercised Monitoring compliance of personal.... Function Category Compliance, Legal, Management and Business Support Join us At UBS, we embrace flexible ways of working...