COMPLIANCE MONITORING OFFICER LONDON jobs in United Kingdom #3

but also as a matrix into the global chief compliance officer overseas As such the role the role can also be undertake remotely... cooperation with regional Legal & Compliance) Tracking and monitoring global registration/passporting of products in the “Global...

officer role, with investment management compliance experience strongly preferred Knowledge of the financial markets, notably... and/or SEC regulation a plus Experience with providing compliance advice and formulating compliance monitoring and testing...

Job Description: JOB TITLE: Ethics & Compliance Officer (Senior Sanctions Specialist) LOCATION: Remote UK-based.... Job Overview : We are looking for a mid-level 2nd line Compliance Officer to support out compliance function. We require...

and procedures as well as coordinating and monitoring the effectiveness of compliance support for the UK branch within the framework...Job Description: The incumbent will act as a core member of the Business and Functions Compliance team, supporting...

regulatory alignment. Ensure ongoing compliance with financial regulations and standards Monitoring, Internal Controls...This role involves ensuring compliance with the latest regulations within the financial services industry. The...

constitutes the reinsurance broking pillar within the Howden Group. A dedicated compliance function is being established in the UK... Tiger UK”). The role will form part of the dedicated Howden Tiger compliance function and will be supporting the Head...

Triage and Early Interventions Officer- Children and Young People) Location: London/hybrid Hours: Full-time, 37.5 hours... London Children and Young People's Service as a Senior Helpline Advisor (known internally as a Senior Triage and Early...

, Liverpool, Leeds, Wigan and London PLEASE NOTE; YOU MUST HAVE A VALID DS SIA LICENCE TO APPLY FOR THIS VACANCY £13 - £15..., and could be inside or outside, on your feet showing people where to go, checking tickets at entry, monitoring the crowd and managing the...

Partner, Chief Compliance Officer, a Financial Crime Director, a Compliance Director, Data Protection Officer and supporting...Data Protection Associate - Risk Management - London Within the professional services environment, the application...

personnel. Attending National and International meetings when required. Partner with Compliance officer to ensure activities... regional objectives, metrics and responsibilities, regularly monitoring progress and providing feedback on results. Manage...

management within the business; coordinating and developing the compliance monitoring calendar and internal deliverables... across the regulated business Designing and maintaining the Compliance Monitoring Programme (CMP) Monitoring, and recording the...

of Crewe to London Euston. There is also a Regional Team which supports Regional Major Programmes & Professional services..., as we undergo major changes to our infrastructure and how we operate as a team. Working as a Shift Station Manager [Compliance...

We are looking for a Legal & Compliance Coordinator to join our growing Legal team, grow with the company and progress... your career. Reporting directly to our Data Protection Officer and working closely with the organisation’s legal counsels, the...

to appropriate governance committees and boards Experience across a range of compliance disciplines such as monitoring, governance... Compliance team, reporting to the UK Head of Compliance. Sitting in the second line of defense, you will be responsible...

. Within this context, the Associate Director, Compliance Lead Advisor works in close coordination with the Chief Accountability Officer... of the Compliance function: compliance assessment, investigation and monitoring of action plans. Managing a small team, the...

SEVERAL Exciting Opportunities: Heads of Compliance (SMF16 and SMF17) UK Based FinTech's London and surrounding Hydrid... to fintech environments and start-ups -Assume the SMF16 (Compliance Oversight) and SMF17 (Money Laundering Reporting Officer...

to continued success, they are now looking to add a talented Deputy Head of Compliance & DMLRO / Nominated Officer to the team..., reporting directly to the Head of Compliance & MLRO, based in London. The business has grown significantly over the past year...