COMPLIANCE MONITORING MANAGER INVESTMENTS jobs in United Kingdom #2

We are looking for a Risk and Compliance Manager who can help us deliver our mission to make it seamless... another Manager reporting into the Head of Risk and Compliance. You will be responsible for delivering the risk and compliance team...

Credit Broking activities, including the embedding of the Consumer Duty. To oversee the compliance monitoring plan (CMP...The candidate will support the Head of Compliance, and the compliance team to enhance, maintain and deliver the Davies...

I am currently recruiting for Compliance roles at all levels for my insurance clients across city centre London...), commercial (property, business and others), Life (Pensions, Investments), Lloyds market (Marine, Energy, Aviation...

asset manager, we actively invest for the long-term to help our clients, our people and the world to prosper. As a future..., modelling, execution and monitoring Build relationships with co-investors, entrepreneurs and strategics to access deal flow...

asset manager, we actively invest for the long-term to help our clients, our people and the world to prosper. As a future..., modelling, execution and monitoring Build relationships with co-investors, entrepreneurs and strategics to access deal flow...

to maximise performance. 2. Manage a portfolio of existing investments: Cover and monitor performance and covenant compliance... includes origination, execution and ongoing borrower relationship management inclusive of credit and risk monitoring...

Asset transitions Fund manager recommendations Ongoing monitoring DC scheme governance Compliance with regulatory... Directing and presenting on large projects, e.g. investment strategy reviews, manager selection, provider review exercises...

A GLOBAL LEADING ASSET MANAGER WITH A DIVERSE & INCLUSIVE CULTURE As the Global Asset Management business... Compliance seeks a Compliance Analyst to support PGIM Marketing Compliance. Based in London, the Compliance Analyst will be part...

for As a Compliance Risk Testing Analyst you will: Lead process walkthroughs and design monitoring and testing activities for areas... environment in financial services or experience gained in monitoring or advisory compliance is preferable. Knowledge of the FCA...

successful candidate will assist the Compliance Manager in meeting the team's objectives, ensuring the firm fulfils the Financial Conduct.... Experience within Compliance ideally gained within Wealth Management, Stockbroking, or Investments. Training & Competence...

successful candidate will assist the Compliance Manager in meeting the team's objectives, ensuring the firm fulfils the Financial Conduct.... Experience within Compliance ideally gained within Wealth Management, Stockbroking, or Investments. Training & Competence...

, such as conducting line manager briefing meetings and liaising with HR, where relevant Managing the Compliance approval queues in...At M&G our purpose is to help people manage and grow their savings and investments, responsibly. As a business...

Business Area: Real Estate Location: London Job title: Sustainability Manager, Energy and Net Zero Carbon, Real... manager. We help institutions, intermediaries and individuals around the world invest money to meet their goals, fulfil...

Adjustment policies and the performance of compliance and monitoring exercises required by these policies. Maintaining the...At M&G our purpose is to help people manage and grow their savings and investments, responsibly. As a business...

and sustainable future Job Description We're currently looking to hire a Portfolio Manager with Equity Analyst responsibilities... industry conferences and maintain dialogue with company management as part of formulating investment thesi Monitoring market...

Income Portfolio Manager to join the Fixed Income Investments team where you will play a critical role in shaping...LGPS Central Limited is an FCA regulated asset manager and manages the pooled assets of eight midlands-based Local...

is preserved or enhanced for LGIM clients. Monitoring Investments through analysis of financial performance and covenant... and sustainable future. Job Description We have a brand new role as a an Asset Manager to support the ongoing management...