COMPLIANCE MONITORING INVESTMENT GUIDELINES jobs in United Kingdom

. For everyone, everywhere. More about our mission . Job Description We're looking for a Senior Compliance Manager to help scale our investment product and support... are in place to monitor and test compliance with applicable prudential and investment regulatory requirements. Provide...

Monitoring is desirable experience of working with applications like Latentzero Compliance, SimCorp Dimension, BlackRock Aladdin... business by implementing sophisticated Guideline Monitoring applications? Do you want to help making sure our application...

, GMC Monitoring and GMC Coding. These departments are instrumental to LGIM’s investment governance and oversight processes...Company Description The world of investment is changing. Our vision at Legal & General Investment Management...

, GMC Monitoring and GMC Coding. These departments are instrumental to LGIM's investment governance and oversight processes...Company Description The world of investment is changing. Our vision at Legal & General Investment Management...

. For everyone, everywhere. More about . Job Description We’re looking for a Senior Compliance Manager to help scale our investment product and support our Finance and Treasury... to monitor and test compliance with applicable prudential and investment regulatory requirements. Provide regulatory training...

. For everyone, everywhere. More about . Job Description We're looking for a Senior Compliance Manager to help scale our investment product and support our Finance and Treasury... to monitor and test compliance with applicable prudential and investment regulatory requirements. Provide regulatory training...

· Undertake compliance risk and risk management assessments at the UK investment firm level and at the underlying asset... by the funds managed by the UK investment firm. · Ensure risk management compliance in accordance with applicable law, in...

, procedures and guidelines. · Implement and manage the UK Investment Firm's compliance and risk management policies... monitoring and risk reporting. · Set out best practice procedures for the firm and its management to follow. The Compliance...

capability to assist Phoenix Group's exciting investment strategy. We are seeking a skilled Threshold Positions Monitoring... Management in its monitoring and reporting of positions for regulatory compliance, with a focus on Threshold Positions...

Requirements Relevant industry experience in market trade compliance management A solid understanding of the investment process...Company Description The world of investment is changing. Our vision at Legal & General Investment Management...

Requirements Relevant industry experience in market trade compliance management A solid understanding of the investment process...Company Description The world of investment is changing. Our vision at Legal & General Investment Management...

and reporting. Compliance and regulation: Ensure compliance with relevant regulations, reporting standards, and industry guidelines... indicators to support risk and impact monitoring for the investment portfolio. Develop tools and dashboards to support...

apprentices reporting into them. The role encompasses compliance advisory, monitoring and fulfilment of the FCA requirements... the compliance monitoring programme that reacts to the risks faced by the business and provides active challenge...

of the Compliance function: compliance assessment, investigation and monitoring of action plans. Managing a small team, the... is an independent function, governed outside the Bank's investment operations, reporting directly to the EBRD Board of Directors via the...

teams Create Brand Compliance Ensure that marketing materials are in line with brand guidelines Act as a brand guardian... cooperation with regional Legal & Compliance) Tracking and monitoring global registration/passporting of products in the “Global...

to make a difference, then Elevate is the right place for your career progression. You will work closely with our compliance... against regulatory and internal guidelines on market abuse, insider trading and code of conduct requirements, and escalate relevant cases...

matters that may influence valuation / investment considerations including assistance in monitoring Tenant’s compliance... objectives of the investment. Team Structure Reporting to the Senior Facilities Managers (SFM), the FM may have line...