COMPLIANCE MONITORING AND TESTING jobs in MIDDLESEX, United Kingdom

business and areas of regulatory change and work with colleagues to assess the impact on the compliance testing and monitoring... a Compliance Monitoring Manager to join the team based in London. THE RESPONSIBILITIES: Drive compliance oversight through the...

. Compliance Monitoring manager London - 4 days in the office The Compliance Monitoring manager reports to the Group Head... of Compliance Operations. Ebury's Compliance Monitoring Programme (CMP) is part of Ebury's internal control framework...

on the compliance testing and monitoring plan and the business; Support others in the General Compliance team... and maintain testing and monitoring programmes for each relevant regulatory area (financial promotions, product governance...

risk assessments of Citi's compliance risks; performing independent testing activities (testing and on-going monitoring... of Compliance Testing Risk Assessments, Monitoring Monthly, and Quarterly Summaries and the development and enhancement of the...

/ action closures. Ongoing input of monitoring work to, and maintenance of the Compliance Testing system (CRAFT...Job Description: Newton, Compliance Testing Analyst Newton is a global investment management firm owned by BNY...

Key Responsibilities This role reports directly to the Head of Market Activity Monitoring (MAM) for Treasury/Linear...) Production and analysis of the Market Risk indicators and monitoring of their associated limits. Systems: this production...

; Ensure transaction alerts are cleared or escalated appropriately; Ensure compliance with transaction monitoring and KYC AML...The transaction monitoring team will provide the ability for The Company to service clients of different entities. The...

quality testing and monitoring devices, maintenance of hoses, fittings and specialist vehicles. In conjunction.... A specialist skill set in pressure management and testing is required. The role will involve the commissioning of newly...

execution of the monitoring and testing programme. Ensuring all compliance policies and procedures are up to date and regularly... of business advisory support, compliance monitoring and testing, drafting and updating of policies and procedures, representing...

looking for an ambitious Scheme Compliance Analyst, who will assist in monitoring the risk assessment of our global e-commerce merchant... testing of compliance controls to identify vulnerabilities and areas for improvement. Communicate effectively with internal...

compliance advice for marketing projects in relation to financial promotions. Conduct control testing of the financial.... Deliver compliance insight by monitoring regulatory developments at the FCA. About you Proven experience in a Marketing...

program framework. Primary responsibilities include monitoring compliance risk behaviors, providing day-to-day Compliance..., as well as testing and audit. Designing and lead compliance and control reviews. Partnering with other ICRM teams and global functions...

DESCRIPTION Amazon's Risk and Compliance Solutions (RCS) team is seeking an experienced Global Head of Governance..., Risk and Assurance (GRA) to lead a global team supporting financial services Compliance Officers and business teams...

and our regulators. The Compliance Manager will deliver monitoring activities across the Group, ultimately to provide assurance... and our regulators. What you will be working on: Contributing to the creation and maintenance of the Compliance Monitoring Plan...

, maintenance, testing, and monitoring of regulatory compliance programs and related client reporting. This position works closely..., such accommodation is available upon request. Job Description: Dimensional’s Compliance and Risk Department is responsible...

/monitoring metrics, and issue management. This role supports the Compliance team members with ad hoc projects and activities... with discretion. Support improvements in communication, auditing, monitoring, or enforcement of compliance standards...

line with the execution of the Compliance Monitoring Program (CMP). Reviewing and approving financial promotions... opportunity for a junior Compliance Analyst, for someone looking to start a career in compliance, and work in a fast-paced FinTech...