COMPLIANCE MONITORING AND TESTING jobs in LONDON, United Kingdom #2

and undertake or oversee compliance monitoring activities, including raising and communicating identified issues, and support... compliance testing. Participate in management and governance meetings (where appropriate) Work closely with the broader global...

/monitoring metrics, and issue management. This role supports the Compliance team members with ad hoc projects and activities... with discretion. Support improvements in communication, auditing, monitoring, or enforcement of compliance standards...

line with the execution of the Compliance Monitoring Program (CMP). Reviewing and approving financial promotions... opportunity for a junior Compliance Analyst, for someone looking to start a career in compliance, and work in a fast-paced FinTech...

line with the execution of the Compliance Monitoring Program (CMP). Reviewing and approving financial promotions... for a junior Compliance Analyst, for someone looking to start a career in compliance, and work in a fast-paced FinTech start-up...

of a required governance and control frameworks, including compliance monitoring and assurance. Work with regulatory and compliance teams...Job title: Cyber Security Technical Governance, Risk & Compliance Analyst Office location: Hammersmith - hybrid...

. Offer advisory services on compliance matters and actively participate in relevant committees. Develop monitoring processes... and reviews. Define and execute compliance monitoring activities. Actively engage in relevant divisional and other committees...

by assessing the reliability of financial reports, monitoring the firm's compliance with laws and regulations, and advising... Internal audit, compliance, or quality assurance testing experience Knowledge and expertise in auditing Anti-Money Laundering...

: Develops and performs of accurate and timely completion of 2nd line (2LOD) monitoring and testing activities as they pertain.... International Consumer Banking is the newest JPMC line of business, supported by a diverse team of Compliance professionals. The...

) With guidance from the compliance team, lead the implementing and monitoring of appropriate policies for compliance with FCA... of new regulated advisers Developing, updating and compliance monitoring of regulated advice processes Updating and signing...

place. Work closely with compliance monitoring and audit teams to support oversight of the UK Products compliance Manage... projects from a compliance perspective. Plan and manage the testing of policies and procedures for multiple business units...

in the scoping, testing and delivery of the Compliance Monitoring Program and advising the business on the management... from policy management, compliance monitoring activity, functional reporting obligations as well as tasks relating to financial...

of Plaid's 2LoD team. Partnering with the Compliance Monitoring and Testing team to facilitate ongoing reviews and obtain... this transformation by building the tools that thousands of developers use to create their own products. The Risk & Compliance Team...

Job Description We have a great opportunity for a Technical Compliance Manager to join a rapidly growing company...: Oversee Technical Team: Responsible for managing and supervising the technical team Technical Compliance Ownership: Ensure...

, including Surveillance, Monitoring and Testing routines. The successful candidate will be required to keep abreast of regulatory...Job Description: Job Title: Compliance and Operational Risk Manager (Equities) Location: London Corporate Title...

. Leads development of risk coverage plans, executes and / or oversees execution of independent risk monitoring, testing...Job Description: Job Title: Compliance & Operational Risk Manager (Operations Coverage) Corporate Title: Vice...

and certification programs, including the coordination, execution and monitoring of controls testing, exceptions and remediation... and appropriately accessible. Contribute to on-going efforts to standardize and improve audit readiness testing techniques...

. The Opportunity: Assist with the Compliance Monitoring Plan, conducting testing and reporting results to the relevant... firm or crypto exchange. Awareness of crypto regime developments Experience in compliance monitoring and testing...