COMPLIANCE MONITORING AND TESTING jobs in ENGLAND, United Kingdom #3

line with the execution of the Compliance Monitoring Program (CMP). Reviewing and approving financial promotions... for a junior Compliance Analyst, for someone looking to start a career in compliance, and work in a fast-paced FinTech start-up...

by assessing the reliability of financial reports, monitoring the firm's compliance with laws and regulations, and advising... Internal audit, compliance, or quality assurance testing experience Knowledge and expertise in auditing Anti-Money Laundering...

more at Job Description We are looking for a highly self motivated individual to join our team of Compliance Officers. With ownership of a large area of the North West.... Your key role will be to monitor hospital compliance against our customers targets whilst seeking ways to improve these...

of a required governance and control frameworks, including compliance monitoring and assurance. Work with regulatory and compliance teams...Job title: Cyber Security Technical Governance, Risk & Compliance Analyst Office location: Hammersmith - hybrid...

. Offer advisory services on compliance matters and actively participate in relevant committees. Develop monitoring processes... and reviews. Define and execute compliance monitoring activities. Actively engage in relevant divisional and other committees...

Compliance The role of Manager, MPMS Legal Compliance is to support MPMS Anti-Money Laundering and Sanctions Compliance Program... and monitoring of controls to manage AML and Sanctions risks across the EEMEA region Perform customer identification, verification...

: Develops and performs of accurate and timely completion of 2nd line (2LOD) monitoring and testing activities as they pertain.... International Consumer Banking is the newest JPMC line of business, supported by a diverse team of Compliance professionals. The...

) With guidance from the compliance team, lead the implementing and monitoring of appropriate policies for compliance with FCA... of new regulated advisers Developing, updating and compliance monitoring of regulated advice processes Updating and signing...

Job Description Summary As a Risk & Compliance Manager, you'll be integral in transforming how we manage our risk and control environment... that we remain relevant for our customers today & tomorrow. Job Description JOB TITLE: Risk & Compliance Manager LOCATION...

in the scoping, testing and delivery of the Compliance Monitoring Program and advising the business on the management... from policy management, compliance monitoring activity, functional reporting obligations as well as tasks relating to financial...

place. Work closely with compliance monitoring and audit teams to support oversight of the UK Products compliance Manage... projects from a compliance perspective. Plan and manage the testing of policies and procedures for multiple business units...

of Plaid's 2LoD team. Partnering with the Compliance Monitoring and Testing team to facilitate ongoing reviews and obtain... this transformation by building the tools that thousands of developers use to create their own products. The Risk & Compliance Team...

, including Surveillance, Monitoring and Testing routines. The successful candidate will be required to keep abreast of regulatory...Job Description: Job Title: Compliance and Operational Risk Manager (Equities) Location: London Corporate Title...

Job Description We have a great opportunity for a Technical Compliance Manager to join a rapidly growing company...: Oversee Technical Team: Responsible for managing and supervising the technical team Technical Compliance Ownership: Ensure...

Job Description: Compliance Administrator Keele, Office Based Monday - Friday 36.5 hours per week Marley... administration functions but your primary focus will be the SHEQ compliance for the site Additional tasks may include: Support...

. Leads development of risk coverage plans, executes and / or oversees execution of independent risk monitoring, testing...Job Description: Job Title: Compliance & Operational Risk Manager (Operations Coverage) Corporate Title: Vice...

of cyber security (e.g., threat modelling, vulnerability management, penetration testing, protective monitoring) Azure Cloud... Governance, Risk, and Compliance (GRC) Lead to join our dynamic team. As the Security GRC Lead, you will play a critical role in...