COMPLIANCE MANAGER – FINANCIAL ADVISORY jobs in United Kingdom

Our client is helping a wealth management firm find a Senior Compliance Advisory Manager to ensure they comply... a favourable salary of up to 75K and benefits. As a Senior Compliance Advisory Manager, you will guide and support the business...

governance. Qualifications Extensive experience in a compliance role within a financial services firm, ideally a fund... within the team. In particular: Leading ongoing and ad hoc tasks as required, in particular around signing off financial...

governance. Qualifications Extensive experience in a compliance role within a financial services firm, ideally a fund... within the team. In particular: Leading ongoing and ad hoc tasks as required, in particular around signing off financial...

About the Role The Compliance Advisory Manager is responsible for ensuring that the business Group complies... Advisory Manager with regards any investigations and responses to compliance-related complaints and inquiries from regulators...

are looking for a talented Compliance Manager with strong regulatory advisory experience to lead on compliance policy and advice across the...InterQuest are currently supporting a growing financial services firm in the West Midlands who...

to join a leading advisory firm in a Senior Manager role focusing on the financial services sector and working on risk and regulatory... looking for : Significant experience of financial services internal audit, risk management and / or conduct and compliance related experience...

Manager - Financial Services - Risk Advisory Permanent *** Edinburgh or Glasgow - Flexible/hybrid working... available *** An exciting opportunity has arisen for a Manager level appointment within a leading Risk Advisory firm who provide market leading...

and expertise alongside the brightest minds in the industry BDO Financial Services Advisory is aiming to be a disrupting influence... of financial services risk management and / or conduct and compliance related experience. This could be achieved through working...

Senior Manager, Indirect Tax, Financial Services Market-leading growth in our Financial Services Indirect Tax (VAT... opportunity to work with clients in the Financial Services industry as part of a globally integrated network of specialists...

, Quality Assurance, Risk Management or Compliance role; Prior experience within Financial Services is preferred...Connect to your Industry Deloitte's UK Financial Services Internal Audit Practice provides a range of high value...

EY's Financial Services (FS) Operational Tax Advisory (OTA) team provides operational tax advice to clients in the... financial service industry. Our London-based team works closely with the global FS practice. The opportunity The team is made...

Job Description Role title: Anti-Financial Crime – Advisory Lead Contract type: Permanent Location: Edinburgh.../ London/ Aberdeen About the department The Anti-Financial Crime team act as the second line of defence to identify...

What we are looking for: We are looking for our next Senior Compliance Executive based in our UK Product Compliance Advisory team in Henley-on-Thames. You will act as the... Compliance Advisory subject matter expert on regulation relating to the UK collective investment scheme products, operations...

will lead the Financial Crime Advisory team. You will work alongside our Risk and Compliance colleagues across the Risk... of defence Financial Crime Advisory team, with responsibility for developing clear and appropriate processes, systems...

PURPOSE OF THE ROLE We're looking for a Compliance Manager to join our high performing and busy financial services... and you will be a key member of the Financial Regulation compliance team. The role will entail: Providing advisory compliance support...

MLRO/SMF 17 within the Global Financial Crimes Compliance (GFCC) team, with BAU advisory queries and investigations... prevention of the facilitation of tax evasion (collectively “Financial Crime Compliance (FCC)”). You will partner with the...

Join EY's Financial Services (FS) Tax practice as a Corporate Tax Manager and you will be helping clients meet the.... With a focus on tax compliance, tax reporting and audit you will also have the opportunity to get involved in advisory...