COMPLIANCE MANAGER TRADE SURVEILLANCE jobs in United Kingdom

Join us as a Trade Surveillance Manager We’ll look to you to be responsible for the monitoring of and handling... escalations arising from trade surveillance activities for our Natwest Holdings businesses through alert reviews to ensure...

on Monitoring and Surveillance. The role involves monitoring trades for compliance with local regulations and trading books for risk...An established and growing Brokerage in the City of London is looking for a Compliance Analyst with a focus...

, Compliance Risk Assessment, Personal Account Dealing, Conduct, Conflict of Interest, Whistleblowing, Communication and Trade.... MAIN PURPOSE OF THE ROLE Audit Manager is responsible for executing and delivering all audit engagements assigned to them by the...

Product Compliance Manager Tilbury (Please check commute before applying) Competitive Salary, Company Car, Access... with Trade Bodies such as SMMT and providing legislative support to ensure HMUK lobbies for and supports when set, relevant...

Team Leader and Manager in data cleaning tasks such as contracts details, data access permissioning, compliance... and Compliance groups for MDS and Trade Systems and Applications related queries and solutions. Ensuring technical documentation...

and best execution regulations, ideally from a hedge fund or asset manager Compliance and regulatory knowledge and experience...Overall purpose of the job: Keep compliance registers up-to-date, provide assistance with KYC/AML enquiries, assist...

and transaction surveillance programme and collaborate as needed with the Surveillance Manager Keep up to date with UK and EU..., trade support or desk analyst) Experience of regulatory compliance matters in wholesale financial and energy markets...

monitoring and testing programme. You will be responsible for performing monitoring and surveillance to demonstrate compliance... compliance monitoring and testing or audit experience Investment Manager 12 Month Contract...

Relay services. Reporting to a Group Product Manager, Senior TPMs are responsible for delivering the product roadmap... more complex initiatives from roadmap to delivery with minimal support & guidance from Group Product Manager. Proven...

at least 3 years' of previous trade surveillance / compliance monitoring experience. Based in their London (City) office... compliance monitoring and trade surveillance experience within a Financial Services (ideally trading / brokerage) environment...

Relay services. Reporting to a Group Product Manager, Senior TPMs are responsible for delivering the product roadmap... more complex initiatives from roadmap to delivery with minimal support & guidance from Group Product Manager. Proven...

Relay services. Reporting to a Group Product Manager, TPMs are responsible for delivering the product roadmap driving new... from roadmap to delivery with minimal support & guidance from Group Product Manager. Proven ability and success at presenting...

? Portfolio Construction and Surveillance. Client Presentations of performance and pitching for new business Generate trade.... Liaise with compliance to resolve pre- and post-trade issues. Markets and Strategy Attend internal investment meetings...

Overview: As part of the effort to launch new products and services within the new Post Trade Division, Our client... is seeking to hire a Regulatory Reporting Product Specialist who will work closely with existing Post Trade solutions team...