COMPLIANCE MANAGER INVESTMENT MANAGEMENT jobs in UNITED KINGDOM, United Kingdom #5

: Investment Steering: Accounting – to be able to adequately review third party bookkeepers’ management accounts.... As an Associate in the Fund Operations International team you will be responsible for the effective management of all SPVs (including...

investments. Solution Sales or Investment Solution Sales. 5-7 years of previous experience in QIS, Asset Management, Multi Asset... compliance. Lean on the Sales Operational Management unit for the publication of the daily mark-tomarket prices of the traded...

covering HR, Compliance and IT to support the Operations Manager with day to day processes. (5 days in office - 4 days in 1... management Managing the security and access lists Taking ownership of staff distribution lists, liaising with HR, IT...

THE COMPANY: Our client is an award-winning investment manager, providing Real Estate funding, Private Equity... useful insights. Excel and PowerBI proficiency is preferred. Strong interest in the investment management industry and its applicable...

Assessment (EPA) and Compliance Administrator. The information below provides more detail about the role and you may also wish... and procedures. To participate in internal and external audits related to funding compliance under guidance and supervision of the...

of information and delivering commercially-sound advice to clients in order for them to meet their investment objectives. Management...Job Introduction This is an exciting opportunity to join our Environmental Permitting and Compliance team...

who will be reporting into the Head of Equities and Trading Compliance and will be part of the Asset Management Compliance... to the Chief Risk Officer. The Compliance team located in the UK covers Investment, Product, Client Group, Financial Crime...

to ensure you have what you need to effectively deliver in your role. This role supports the Compliance Monitoring Manager... Manager/Head of Compliance Monitoring & Assurance Consult with the Compliance Advisory Teams and Risk teams in order...

to ensure you have what you need to effectively deliver in your role. This role supports the Compliance Monitoring Manager... Manager/Head of Compliance Monitoring & Assurance Consult with the Compliance Advisory Teams and Risk teams in order...

headquartered hedge fund client's Portfolio Risk Team. Reporting into the Head of Investment Compliance who is based in London, the... years' experience in a similar capacity at an investment manager Working knowledge of investment strategies applied...

candidate will ideally have an Investment Advisory / Investment Management background. This role will support the Head... of Advisory Compliance with Project Management on regulatory issues and business initiatives, co-ordinating the delivery...

cultural change among staff and senior management; Enhancing compliance department and organisation reputation through...Job Description: Who we are: We're a pan-European digital wealth manager with 130,000 active investors (growing...

cultural change among staff and senior management; Enhancing compliance department and organisation reputation through...Job Description: Who we are: We're a pan-European digital wealth manager with 130,000 active investors (growing...

and provide investment proposal options to the Head of Financial Reporting and Compliance, to be presented to the CFO for approval...Providing strategic support and operational leadership for the Financial Reporting and Compliance Team Apply expert...

reporting to the Compliance Manager and COO. Who They Are: Not your typical investment firm. They thrive on teamwork, quality... for someone with: Previous compliance/legal experience, preferably in investment management Relevant legal qualification or experience A keen...

MERJE are working with a well established Investment manager in their search for a Head of Compliance. The Head... or investment management environment Strong interpersonal and relationship building skills including the ability to interact...

, incident reporting and drive cultural change among staff and senior management; Enhancing compliance department...Job Description: Who we are: We're a pan-European digital wealth manager with 128.000 active investors (growing...