COMPLIANCE INVESTMENT MANAGEMENT jobs in United Kingdom

. For everyone, everywhere. More about our mission . Job Description We're looking for a Senior Compliance Manager to help scale our investment product and support... and CASS. Handle escalations from first line teams in relation to the investment product and prudential management. Assess...

their financial objectives. By delivering the combined power of our distinctive investment management capabilities, we provide a wide... What we are looking for: We are looking for our next Regional Investment Compliance Analyst - UK based in our EMEA headquarter in Henley-on-Thames. In this role you will ensure...

. For everyone, everywhere. More about . Job Description We’re looking for a Senior Compliance Manager to help scale our investment product and support our Finance and Treasury... escalations from first line teams in relation to the investment product and prudential management. Assess upcoming changes...

. For everyone, everywhere. More about . Job Description We're looking for a Senior Compliance Manager to help scale our investment product and support our Finance and Treasury... escalations from first line teams in relation to the investment product and prudential management. Assess upcoming changes...

job to your shortlist You need to or to save a job. Job Details Our client is a private investment office, one that invests... management. The Founders have successfully built similar businesses before; this an early growth business...

· Undertake compliance risk and risk management assessments at the UK investment firm level and at the underlying asset... by the funds managed by the UK investment firm. · Ensure risk management compliance in accordance with applicable law, in...

, procedures and guidelines. · Implement and manage the UK Investment Firm's compliance and risk management policies... of business as well as providing guidance on compliance matters. · Undertake compliance risk and risk management assessments...

InterQuest are currently supporting a leading specialist consultancy in finding a talented compliance consultant.... Conducting compliance monitoring reviews, providing comprehensive feedback to the business. The right candidate...

is currently searching for a highly motivated, detail-oriented team player to join as an Associate Vice President in the Investment... Operations – Pipeline Management Team. This individual will be responsible for all aspects of deal pipeline management, CRM...

. The role We are currently recruiting for a Legal Counsel to support our Investment Management and Development businesses... strategy and to ensure that relevant issues are elevated to the appropriate level within the Investment Management...

highest standards and exceptional attention to detail Relevant experience in an investment management client centric role... Management delivers industry-leading investment management and private banking solutions. Asset Management provides individuals...

This position is for a Graduate or Junior AML Analyst in the Risk & Compliance department of a leading investment... compliance programmes. Contribute to the continuous improvement of risk management strategies. Graduate AML Analyst role...

organisation. Business Analysis, Investment Management, Asset Management, Fund Management, Trading, Portfolio Management, Data... of Portfolio Management/Trading/Investment capability set up and corresponding operational set up (Ops, Risk, Legal...

Our client a Leading Global Investment Management firm is seeking a Funds Legal Counsel to join an existing team The... distribution, and investment management agreements. Key Responsibilities Review and update fund documents and materials in...

Asset Management is a trillion dollar investment management firm entrusted by investors around the globe to help them... (i.e. CFA and/or CIPM designation). At least 7-10 years of work experience in the investment management industry...

of working in an Internal Audit, Quality Assurance, Risk Management or Compliance role; Prior experience within Investment... Managers, Investment & Pension Funds and Private Equity businesses. Most of our UK Financial Services Internal Audit Management...

Managers, Investment & Pension Funds and Private Equity businesses. Most of our UK Financial Services Internal Audit Management..., Quality Assurance, Risk Management or Compliance role; Prior experience within Financial Services is preferred...