COMPLIANCE AUDIT EXECUTIVE jobs in MIDDLESEX, United Kingdom

growth for a better world. Please visit our website for more information - mufgemea.com. EMEA Internal Audit (EIA... Standards (IIA Standards), provides independent assurance to the Board and Executive Management on the quality and effectiveness...

for an individual who has experience with risk assessment, internal controls, compliance or audit functions. The role can be performed...Who we are looking for We are looking for a Compliance Risk Testing Analyst to work with a team of professionals...

for Compliance processes globally. Critical thinking and executive presentation skills will be important requirements of the role... strong working relationships with teams both within Legal, Compliance & Risk Audit, as well as across IA Product and Functions teams...

across a range of developing KPIs, including PPUK Operational Control & Risk Committee, Audit Risk & Compliance Committee... Compliance, to join our high-performing UK Risk and Compliance team. You will report to the PPUK Chief Compliance & Risk Officer...

executive & senior management, external auditors (PWC), internal audit and global risk & compliance functions, and IT system... Compliance Office will be responsible for oversight and delivery of all IT risk and audit controls and activities to ensure the...

regulatory relations concerns to Compliance and Operational Risk Executive Preferred experience: Global Markets experience...Job Description: Job Title: Electronic Trading Compliance and Operational Risk Officer Location: London Title...

Managers to address regulatory compliance issues for projects Support internal audit requests and quarterly reporting... in law, audit and/or risk management, compliance, or equivalent experience. Education / Professional Qualifications...

. Compile and deliver compliance training to the business (Executive Management included). Draft and maintain policies... of this position is to support the Risk Management & Compliance Support Department (“RMCS”) and B&C's Board of Management in advising...

regulations and best practices in the insurance industry; Monitor internal audit findings related to the Compliance function... and behaviours we seek in our organisation. 38792 | Legal & Compliance | Management | Allianz Executive | Allianz Partners | Full...

-based audit coverage strategy for the team. You will interact with local, regional and global senior and executive... as assigned 10. Participates in meetings with business units, Senior, and Executive Management to discuss audit results 11...

, Operational Risk (e.g. RCSA, vendor management), Enterprise Risk Management as well as Compliance Risk to the Audit Services... to Senior and Executive Management. Also, performs peer reviews of other Audit Team’s reports when necessary. Ensures...

a risk management, compliance or audit function within the Financial Services sector. Preferred: Prior corporate finance....com. EMEA Internal Audit Office (EIA), as the Bank’s third Line of defence, and in accordance with the Global Institute...

is available at . Follow @blackstone on , , and . Blackstone Internal Audit (“BXIA”) Overview BXIA provides independent and objective... assurance to the Board of Directors and Executive Management by evaluating that the businesses across the global platform...

where necessary to ensure compliance with HMRC regulations. Work closely with Finance Executive, Finance Assistant, and Finance...Senior Finance Executive Duration: 3-Months Temporary Working Hours: 9am-5pm (35 per week) Hybrid: 1 day per week...

to date with audit and compliance guidelines to comply with any role changes/new regulations across the global business. Manages the...Job Description: J.P. Morgan is seeking an Executive Assistant to support Asset & Wealth Management Unit. It...

Compliance, Controls, Legal, Regulatory, Office of Reg & Documents Governance, Internal Audit and Resiliency...Job Description: Corporate Oversight and Governance Technology - Resiliency Program Manager - Executive Director...

. As our Operations Executive, you’d be managing our bespoke system to ensure a top quality experience for our 65+ clients across London.... Overseeing job fulfilment, including materials tracking, documentation completion, and thorough audit trails. Ensuring...