COMPLIANCE AND REGULATORY OFFICER jobs in LONDON, United Kingdom #4

and timely regulatory advice, supporting business initiatives and promoting a compliance culture within the Marex Group. The... application of global compliance policies, exchange rules and regulations. Identifying regulatory or reputational risks...

Job Description: Compliance Project Manager London 9:00 am to 5:00 pm Hybrid CSC's compliance team oversees... global obligations to comply with regulatory and Group requirements. The Project Manager role will provide support to the...

Job Description: The incumbent will act as a core member of the Business and Functions Compliance team, supporting... a broad range of Advisory Compliance activities across the various business units and functional areas within the UK branch...

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regulatory alignment. Ensure ongoing compliance with financial regulations and standards Monitoring, Internal Controls... Review and update company policies in line with regulatory requirements Provide training and guidance to staff on compliance...

Looking for a legal, risk or compliance specialist? Share your hiring requirements. Resources Back Resources... Market reports and Salaries Our Events Career Advice Insights and advice for the legal, risk and compliance community...

of regulatory compliance, (large exposures, liquidity and capital adequacy) using the external vendors system supplemented by manual... changes and market developments Attend relevant technical seminars Work closely with Bank's compliance officer...

: We are looking for a regulatory professional to support the CCP Compliance team. You will work closely with the LME Clear Chief Compliance Officer... regulatory bodies including the Bank of England, the FCA, and the various overseas authorities. Compliance: Working...

Chief Compliance and Risk Officer and working closely with the executive leadership team. This is an excellent opportunity... compliance and regulatory affairs team. You will manage a small team of compliance and risk professionals and have overall...

. Job Description You will be responsible for leading the month end close financial reporting process and provide support to the Group Accounting Officer in... financial reporting to the group; Coordination and control of local compliance with group policies and accounting policies...

and procedures (including those relating to risk management) to ensure compliance with all relevant legal and regulatory obligations... to establish and execute compliance training programmes Provide regulatory advice and guidance to the business on all compliance...

to the Chief Risk Officer. The Compliance team located in the UK covers Investment, Product, Client Group, Financial Crime... and regulatory projects from a Compliance perspective. The knowledge, experience, and qualifications you need Experience in...

and electronic money business activities; including working closely with the Regulatory Compliance team on local license applications.... Reporting to the Ripple Group's Chief Compliance Officer in the United States, you will implement and maintain the local AML/CTF...

Job Description: Main purpose of the Role: To serve as the FCA registered Compliance Officer (SMF16). To develop... and manage regulatory risk. To manage a team responsible for delivering the Compliance Programme, providing advisory support...

GLG seeks an experienced solutions-oriented lawyer or compliance professional to head the company's EMEA Compliance... to provide 24/7 insight and exceptional service within a rigorous, industry-leading compliance framework. Compliance at GLG...

The Compliance Analyst will assist the Head of Regulatory Compliance with Financial Crime activities, complying... policies, procedures, and practices to maintain compliance with legal and regulatory requirements. Undertake 1st level...

regulatory advice, supporting business initiatives, promoting a compliance culture, and acting as the Compliance lead on listed... activities, ensuring compliance with regulatory requirements and internal policies. Provide clear and timely regulatory advice...