COMPLIANCE ANALYST SURVEILLANCE ANALYST jobs in United Kingdom

Team: Serves as a Compliance Surveillance Analyst for Independent Compliance Risk Management (ICRM)’s Surveillance team..., supporting the compliance group in evaluating surveillance results for potential problems, communicating surveillance findings...

Job Description: Job Title Compliance, Surveillance Analyst Location Birmingham Corporate Title Associate... You will be joining a team based in Birmingham which performs a variety of surveillance tasks with respect to the Bank's Europe, Middle...

Job Description: Job Title Compliance, Surveillance Analyst Location Birmingham Corporate Title Associate... You will be joining a team based in Birmingham which performs a variety of surveillance tasks with respect to the Bank's Europe, Middle...

Compliance – Surveillance & Monitoring Analyst (FTC) Venn Group are currently recruiting for a long-term contract... achievement of regulatory goals, within a compliance monitoring and/or surveillance capacity. This is a Fixed Term Position (FTC...

A world-leading hedge fund seeks a dynamic Compliance Analyst to join their rapidly growing team. Key... responsibilities will include: Participate in monitoring and surveillance of electronic and voice communications, as well as trading...

Job Description: Job Title Project Management Analyst (Surveillance) Location Birmingham Corporate Title... Assistant Vice President Compliance Transformation supports the delivery of the Bank’s regulatory agenda by providing best in...

Job Description: Newton, Compliance Testing Analyst Newton is a global investment management firm owned by BNY... team member for the role of Compliance Testing Analyst to join our Compliance team. This role is located in London - HYBRID...

Market Data Admin and support for a global bank based in Liverpool street. Role - Market Data Admin and Compliance... Support Analyst Duration - 6 months with very likely extension Rate - £200 p/d (inside IR35) Location - Liverpool Street...

Overall purpose of the job: Keep compliance registers up-to-date, provide assistance with KYC/AML enquiries, assist... with Fund Board meetings, manage daily ad hoc compliance monitoring/administrative tasks and support the Compliance Team...

and inquiries, Compliance learning, surveillance and testing the firm's risk management infrastructure...Job Description: MORE ABOUT THIS SKILLSET Manage the firm's compliance, regulatory and reputational risks...

JOB DESCRIPTION: We are recruiting for a (Senior) Financial Analyst for UK and Ireland (based at our office in... to commercial managers and support functions, the (Senior) Financial Analyst will be involved in bonus calculations, driving...

Business Analyst. Candidates should have practical experience of Anti-Money Laundering compliance within the Financial... seeking an experienced Senior Business Analyst to join our dynamic and growing Professional Analysis team based in central...

Confirmations/Agreements Build and develop strong relationship with stakeholders across business, compliance, contracts... processes. Perform ad hoc monitoring of Market Abuse Surveillance alerts and Review the daily open alerts for appropriate...

, trade support or desk analyst) Experience of regulatory compliance matters in wholesale financial and energy markets...MERJE are working with a leading commodities trading business as they look for a capable Compliance Advisor...

Our team is seeking a Senior Analyst to join the Global Compliance Monitoring & Testing team to execute the compliance... monitoring and testing programme. You will be responsible for performing monitoring and surveillance to demonstrate compliance...

An established and growing Brokerage in the City of London is looking for a Compliance Analyst with a focus... on Monitoring and Surveillance. The role involves monitoring trades for compliance with local regulations and trading books for risk...

and surveillance across land, sea and air. The CS3 line of business has locations across the UK and is uniquely positioned to provide... process Internal/External audits are hosted Compliance to the process is achieved Electronic approvals are raised, approved...