COMPLIANCE ADVISORY AND OVERSIGHT jobs in GREATER LONDON, United Kingdom

with and/or leads customer focus and advisory groups. Prepares and approves internal and customer communications covering compliance... that affect immediate operations. Oversees development and implementation of compliance program policies and standards...

and constructive approach to providing advice and compliance risk oversight. The value you’ll add: As a compliance advisory manager... team you’ll work with: Sitting within the Compliance function, our compliance advisory team help to ensure the business...

Director Financial Crime Compliance Advisory Job Title : Director - Financial Crime Compliance Advisory Solutions... opportunity for an Director to join its EMEA FCC Advisory Solutions practice and lead its Compliance Risk Analytics Team based in...

My client is a global financial services firm. Role Overview: My client is seeking a Markets Advisory Compliance... Officer to provide second-line oversight of the Capital Markets Business activities across the group, focusing on Equities...

management processes, as required. Skills and Experience Extensive compliance advisory experience from a bank, brokerage.... For more information visit Role Summary Support the Head Capital Markets Compliance in ensuring the Marex Group adheres to and operates...

management processes, as required. Skills and Experience Extensive compliance advisory experience from a bank, brokerage.... For more information visit Role Summary Support the Head Capital Markets Compliance in ensuring the Marex Group adheres to and operates...

, Responsible Investing, Fund Accounting and TA Oversight, so will be required to have amongst more generalist compliance knowledge... place. Work closely with compliance monitoring and audit teams to support oversight of the UK Products compliance Manage...

I am recruiting an Advisory Director - Financial Services for a boutique consultancy that is growing through a huge... content, proposition development, leading sales bids and other relevant tasks. Responsibility for the oversight and delivery...

reporting of suspicious activity! Role Responsibilities and Key Accountabilities: Oversight of entities’ compliance with AML... with meaningful careers. Senior Manager – FC Advisory: An SMF17 and Financial Crime Lead (Nominated Officer) for two regulated...

. Responsible for oversight and technical execution of all compliance, risk and governance advisory work conducted by teams...Sr Manager FCC Advisory in London UK Capgemini has an exciting opportunity for a Senior Manager to join its EMEA FCC...

to new risks and take advantage of new opportunities. Deloitte's Risk Advisory practice advises organisations... our clients with their third party relationships. Our advisory services typically involve developing and implementing TPRM (Third...

to new risks and take advantage of new opportunities. Deloitte's Risk Advisory practice advises organisations... our clients with their third party relationships. Our advisory services typically involve developing and implementing TPRM (Third...

a Compliance Monitoring Manager to join the team based in London. THE RESPONSIBILITIES: Drive compliance oversight through the... on regulatory developments and Compliance Monitoring Framework; Create, maintain, and implement compliance-related policies...

Asta (A Davies Company) To provide the business with day-to-day advisory and oversight activities, assist in the... delivery of the compliance plan and manage the compliance relationship with assigned managed client. The Compliance Manager...

Job Description: About the Role: Grade Level (for internal use): 11 The Role: Privacy Compliance Manager - S&P.... The Privacy Compliance Manager will take the lead role in ensuring compliance to Division's data privacy policies...

, as required. Skills and Experience Extensive compliance advisory experience from a Regulator, Buy Side Investment firm, other Prime.... For more information visit Role Summary Supporting the Head of Prime Services and Continental Europe Compliance in ensuring the Marex...

while also operating successfully in a cross-functional team environment Previous experience in a compliance advisory function covering...Who we are looking for We are looking for a Global Markets Compliance Officer – Vice President who will primarily...