CLIENT ASSETS CASS SENIOR jobs in United Kingdom

focus on Client Assets. Role and Responsibilities: Supervising, mentoring, and coaching Audit staff Managing partner... personalities, characters, and perspectives. There really is a place for you here. Job Description: Our Financial Services CASS...

perspective. The Vacancy To oversee all reconciliations conducted by the CASS Reconciliation team to ensure all client money... & assets held by the client are accurately accounted for and safeguarded, ensuring the firms adherence to controls and the FCA...

To oversee all reconciliations conducted by the CASS Reconciliation team to ensure all client money & assets held.... This includes the timely escalation and resolution of discrepancies to Operational teams. Reporting directly into the Senior CASS...

how and where it matters most. Connect to your opportunity As a Senior Manager within the Client Assets and Safeguarding team...Connect to your Industry Our Client Assets & Safeguarding (CAS) team has an excellent external reputation...

Connect to your Industry Our Client Assets & Safeguarding (CAS) team has an excellent external reputation... more judgemental Client Assets, Payment Services and E-money rules; Reviewing control environments, risk frameworks, operating models...

Connect to your Industry Our Client Assets & Safeguarding (CAS) team has an excellent external reputation... more judgemental Client Assets, Payment Services and E-money rules; Reviewing control environments, risk frameworks, operating models...

regulatory needs Manage relevant escalations, management information and project updates to Senior Management and committees... and FX including associated risks and controls Basic understanding of protection/custodianship of customer assets (e.g...

for the governance and oversight of a number of J.P. Morgan's legal entities in relation to the FCA's Client Asset (CASS... change Client/Customer Focus - Engagement with key senior stakeholders Highly motivated, intuitive and possess initiative...

that manages trillions of dollars in assets, custody and/or administration. Known as the “bank of banks” - 97% of the world’s top... and be yourself. This is what #LifeAtBNYMellon is all about. We’re seeking a future team member for the role of Senior Associate, Global Asset Safety - Risk...

that manages trillions of dollars in assets, custody and/or administration. Known as the “bank of banks” - 97% of the world’s top... and be yourself. This is what #LifeAtBNYMellon is all about. We’re seeking a future team member for the role of Senior Associate, Global Asset Safety - Risk...

and insurance sectors Knowledge of the CASS rules and experience of client money and assets audits, reporting to the FCA...Audit Senior Manager - Asset Management & Capital Markets Ideas | People | Trust We’re BDO. An accountancy...

and policy requirements in relation to the safety of client assets. Manage the performance of assigned staff, coach team members...'s top asset management and banking firms that manages trillions of dollars in assets, custody and/or administration. Known...

(SMCR) Operational Resilience Client Assets (CASS) Risk Management Customer Vulnerability Complaints Solvency II.... Assisting Managers/Senior Managers with the development of client proposals and engagement contracts Overseeing and coaching...

that manages trillions of dollars in assets, custody and/or administration. Known as the “bank of banks” - 97% of the world’s top... and be yourself. This is what #LifeAtBNYMellon is all about. We’re seeking a future team member for the role of Treasury Dealer, Senior Vice President...

throughout. We’re now the UK’s number one flat-fee investment platform, with assets under administration approaching £55 billion... market announcements from data vendors, creation of the event in our systems ensuring compliance with CASS, CRS , MiFID...

& Controls (SYSC) and Client Assets Sourcebook (CASS), Conflict management, segregation of duties. Significant experience... Compliance Policies and Traceability covering Conflicts, Gifts, Entertainment and Hospitality, CASS, compliance traceability...

Managers and Certification Regime (SMCR) - Operational Resilience - Client Assets (CASS) - Risk Management - Customer... for delivering client engagements to plan, on budget and to a high quality. Skills and attributes for success Planning...