CASS REGULATORY OPERATIONS SENIOR jobs in United Kingdom

CASS 7, CASS 9)Can identify high level CASS impact to the department, DST, and our clientsOrganised and methodical approach to planning and the completion of...

DST Systems

CASS 7, CASS 9). A basic understanding of CASS principles and rules (CASS 6. Can identify high level CASS impact to the department, DST, and our clients....

International Financial Data Services

Compilation and analysis of MI, creating management summaries for Senior management. Represent CMR on CASS incidents from daily calls through to resolution...

International Financial Data Services

Regulatory Agenda, Past Regulatory Examinations, FCC reviews and Internal Audits, etc.). There are 3 Senior Compliance Officers (or Managers) who are dedicated...

SG CIB

Global Clearing Operations supports Clearing, Reconciliations, Middle Office, F&O House Ops, Expiries & Deliveries, Settlement, Brokerage, Client On-boarding,...

JP Morgan Chase

Regulatory Monitoring Officer. Completing ongoing reporting of progress to Senior Managers to ensure an understanding of the effectiveness of regulatory...

AXA UK

Relevant regulatory experience. Supporting Senior Management (Partners and Directors) to develop and deliver regulatory engagements....

BDO

Performing reviews on clients’ CASS related functions and producing reports on their compliance with CASS rules;•Facilitating the implementation of effective...

Deloitte

Relevant regulatory experience. Supporting Senior Management (Partners and Directors) to develop and deliver regulatory engagements....

BDO

Good understanding of the CASS regulatory rulebook. Prepare and submit Annual CASS Report for the attention of Senior Management....

IronFX

Knowledge of FCA CASS regulations and their application, in particular the CMAR and CASS RP. Produce monthly MI of regulatory breaches, ensuring incident...

Citi

Report and escalate any Breeches of CASS or COLL. Be aware of changes in market practices and their impact upon the daily operations....

SG CIB

Role sits within CASS operations based in London, to add a strong data analyst to compliment the team’s build out of the firm’s regulatory control framework....

Credit Suisse

› The CASS Resolution Pack (RP) is one of the key areas of investigation by the regulator to determine a firms overall compliance with CASS....

SEI

 Advice and resources from our dedicated sector group in operation for over 20 years; These include external audit, Client Assets ('CASS') reporting to the...

Michael Page UK

Partnering with Regulatory change team to ensure that upcoming regulatory changes are incorporated into procedures....

Barclays

Knowledge and experience (preferred) of regulatory requirements regarding third party funds, specifically the FCA CASS rules would be advantageous....

Equiniti

AutoReq ID 120819BR Job Title Senior Manager - Operations - Wealth and Asset Management Country United Kingdom... of opportunities - Fulfil a key role in account and sector development within FS WAM Operations and Customer team, assisting senior...

KPMG

Client Money & Assets (CASS) Operations Data Analyst # 117519United Kingdom-London-London|Full-time|Investment Banking.... We Offer: This is a newly created role within banking operations in response to the increasing regulatory focus and demands on the firm...

Credit Suisse

and skill set. We Offer: This is a newly created role within banking operations in response to the increasing regulatory... operations based in London, to add a strong data analyst to compliment the team’s build out of the firm’s regulatory control...

Credit Suisse

to the increasing regulatory focus and demands on the firm's compliance with the UK Client Money & Assets (CASS) rules.... Role sits within CASS operations based in London, to add a strong data analyst to compliment the team's build out of the...

Credit Suisse

; Helping clients to anticipate and understand the impact of regulatory policy change; Performing reviews on clients' CASS... a full-time, 5-day contract if you prefer. Your professional experience Experience in the CASS regulatory/compliance...

Deloitte

CASS as part of the Return to Work programme. Our Banking & Capital Markets Regulatory Team has an excellent reputation... on all aspects of the FCA CASS rules; Helping clients to anticipate and understand the impact of regulatory policy change...

Deloitte

CASS as part of the Return to Work programme. Our Banking & Capital Markets Regulatory Team has an excellent reputation... on all aspects of the FCA CASS rules; Helping clients to anticipate and understand the impact of regulatory policy change...

Deloitte

Role description Our Risk and Regulatory team specialise in providing advisory, internal audit and CASS audit.... We are looking to increase our CASS capability by recruiting a bright and hard-working individual to join our team. Location...

Deloitte

Role description Our Risk and Regulatory team specialise in providing advisory, internal audit and CASS audit.... We are looking to increase our CASS capability by recruiting a bright and hard-working individual to join our team. Location...

Deloitte

Role description Our Risk and Regulatory team specialise in providing advisory, internal audit and CASS audit.... We are looking to increase our CASS capability by recruiting a bright and hard-working individual to join our team. Location...

Deloitte

across the business. Develop daily/weekly CASS MI to alert senior management to CASS issues in a timely manner. Review... and committees. Ensure that the CASS policies and procedures remain in line with the firm’s regulatory activities in relation...

Advising and providing guidance to senior management and employees on CASS regulatory management issues and their impact... the key requirements of CASS and any regulatory developments relating to CASS. Key Responsibilities: CASS Risk...

Claret Recruitment

continuous improvement in the CASS culture across the business. Requirements * Good understanding of the CASS regulatory...Overseeing the operational effectiveness of the firm's CASS systems and controls to comply with FCA rules...

IronFX

increasing supervision from the FCA on CASS compliance and firms needing to adapt to a changing regulatory environment, the...A new exciting opportunity for a CASS Manager based in York on a permanent basis. The Background This role...

Aviva

while overseeing all investment operations processes. Due to the increasing supervision from the FCA on CASS compliance and the firms.... Good understanding of the regulatory regime that the Platform businesses operate under. Knowledge of the CASS requirements...

Aviva

opportunity deal with senior stakeholders mainly Head of Operations, Compliance Advisory, CF10a and internal audit The primary...CASS BUSINESS MANAGER A Leading banking organisation based in London requires a Cass Business Manager to join the...

Randstad

all investment operations processes. Due to the increasing supervision from the FCA on CASS compliance and the firms need to adapt.... Good understanding of the regulatory regime that the Platform businesses operate under. Knowledge of the CASS requirements...

Aviva