CASS REGULATORY OPERATIONS SENIOR jobs in United Kingdom

Undertake the team’s duties in respect of Rebates and CASS as identified by your Manager. As appropriate, review the SLA with the outsourced 3rd parties and...

AXA

To provide an example, within Regulatory Change we help clients with AIFMD reviews, Brexit ‘no regrets’ strategy planning and implementation, FCA Asset...

KPMG UK

Senior Control Manager, Treasury Operations. Form part of the Senior Management Team within Treasury Operations, building relationships with senior stakeholders...

HSBC

Global Clearing Operations supports Clearing, Reconciliations, Middle Office, F&O House Ops, Expiries & Deliveries, Settlement, Brokerage, Client On-boarding,...

JP Morgan Chase

Good understanding of CASS regulatory requirements. Lead CASS specific audit reviews of the business and operations....

BNY Mellon

Global Clearing Operations supports Clearing, Reconciliations, Middle Office, F&O House Ops, Expiries & Deliveries, Settlement, Brokerage, Client On-boarding,...

JP Morgan Chase

Performing reviews on clients’ CASS related functions and producing reports on their compliance with CASS rules;•Facilitating the implementation of effective...

Deloitte

Undertake the team’s duties in respect of Rebates and CASS as identified by your Manager. As appropriate, review the SLA with the outsourced 3rd parties and...

AXA Funds Management

Performing reviews on clients’ CASS related functions and producing reports on their compliance with CASS rules;•Facilitating the implementation of effective...

Deloitte

Performing reviews on clients’ CASS related functions and producing reports on their compliance with CASS rules;•Facilitating the implementation of effective...

Deloitte

With specific emphasis on embedding regulatory changes within business operations activities. Overseeing that internal and external regulatory requirements are...

HSBC

Advising on the legal implications of regulations applicable to the bank’s operations and/or the services that it provides, including financial services...

State Street

Compliance Monitoring, TCF, MiFID, CASS, Financial Promotions, Complaint Handling. Demonstrated knowledge of Banking Operations, FCA/PRA Handbook, Trade Finance...

Compliance Professionals

Support in the delivery of required regulatory change projects or business initiatives in relation to CASS. Our client, a leading Financial Services company, is...

Twenty Recruitment Group

Remediation of regulatory issues. Effective implementation of regulatory directives. Identify and communicate findings to senior management and client personnel...

EY

Supervisor, Treasury Operations. Investment Operations Certificate qualification highly desirable. A working knowledge of the CASS regulations....

HSBC

Remediation of regulatory issues. Effective implementation of regulatory directives. Regulatory remediation and quality compliance testing....

EY

You will be working for one of the market leading wealth management firms within their operations team in the Edinburgh office. Your new... and update team procedures in line with audit and regulatory requirements Use experience to provide advice and support to team...

Hays

You will be working for one of the market leading wealth management firms within their operations team in the Edinburgh office. Your new... and update team procedures in line with audit and regulatory requirements Use experience to provide advice and support to team...

Hays

CASS REGULATORY OPERATIONS SENIOR ANALYST Job Description: If you are a CASS regulatory specialist... and regulatory aspects relating to the FCA CASS regime and all associated rules and requirements Excellent relationship building...

Core-Asset Consulting Ltd

An opportunity has arisen within London to join their CASS team as a Global CASS Senior manager to help drive... is in line with the expectations we set. The CASS Compliance Team provides subject matter expertise in the regulatory...

Goodman Masson

firms on all aspects of the FCA CASS rules; Helping clients to anticipate and understand the impact of regulatory policy... across several work streams simultaneously, managing senior stakeholders’ expectations; Requirements Experience in the CASS...

Role description Our Risk and Regulatory team specialise in providing advisory, internal audit and CASS audit.... We are looking to increase our CASS capability by recruiting a bright and hard-working individual to join our team. Location...

Deloitte

Role description Our Risk and Regulatory team specialise in providing advisory, internal audit and CASS audit.... We are looking to increase our CASS capability by recruiting a bright and hard-working individual to join our team. Location...

Deloitte

Role description Our Risk and Regulatory team specialise in providing advisory, internal audit and CASS audit.... We are looking to increase our CASS capability by recruiting a bright and hard-working individual to join our team. Location...

Deloitte

money, Operations and Custody Reconciliations through internal systems, to regulatory and client standards Ensure CASS...ROLE The Primary responsibility of the Team leader is to supervise and support a team of Senior Analysts...

, particularly Operations, Compliance, Risk, IT and Front Office. Have the opportunity deal with senior stakeholders mainly Head... of Operations, Compliance Advisory, CF10a and internal audit The primary focus of the role will be CASS but there...

and back office operations Understanding of the current regulatory environment with detailed knowledge of operating in a CASS... model impact the CASS requirements Deliver CASS awareness training to senior managers and team specific training to the...

Michael Page

regulatory changes across the UK business. Provide advice and guidance on the application of the CASS rules to multiple... and controls in meeting compliance with the CASS regulatory requirements. Maintain ongoing training and development of UK...

regulatory and business risks and requirements. Preparation of regulatory reporting (CMAR) for CASS regulated business entities...juw99046675 CASS Analyst Leicester £30,000 - £35,000 As a Platform CASS Analyst, you will play a pivotal role...

SF Group

CASS requirements. Delivering CASS awareness training to senior managers and team specific training to the business... to the regulatory change forum in relation to changes to the UK regulatory regime CASS. Maintaining and regularly reviewing...

Alliance Trust Savings

Role Title: Senior Control Manager, Treasury Operations Business: Operations New or Existing Role? Existing Grade... processing, Cash Sweeping and Cash Forecasting. Reporting to the Head of Treasury Operations, this position is the senior...

HSBC

Job Description - Senior Control Manager, Treasury Operations (0000BBD9) Job Description Senior Control Manager..., Treasury Operations : 0000BBD9 Description Role Title: Senior Control Manager, Treasury Operations Business: Operations...

CIB Operations (Derivatives Ops ) - Global Clearing Ops Data Scientist - London - Vice President Req #: 180048958... Location: London, ENG, UK Job Category: Operations Job Description: .P. Morgan is a global leader in financial services...

JP Morgan