CASS REGULATORY OPERATIONS SENIOR jobs in United Kingdom

This jobholder will be an integral part of the senior management team and is accountable for day-to-day finance operations and long-term strategy of the Company...

Basset Gold

To ensure full adherence by Operations/Product/Securities Lending Trading teams to all regulatory standards including, but not limited to, CASS, CASS RP, CMAR,...

HSBC

Working knowledge of CASS. Significant experience in a senior management role in a reputable Banking institution....

Hill Newton Recruitment Limited

This jobholder will be an integral part of the senior management team and is accountable for day-to-day finance operations and long-term strategy of the Company...

Basset & Gold

Ongoing maintenance and update of the TA internal CASS documentation, including the CASS Accountability Matrix, CASS process flows and CASS Risk and control...

Northern Trust Corp.

 Have the opportunity deal with senior stakeholders mainly Head of Operations, Compliance Advisory, CF10a and internal audit....

SG CIB

Assist with implementation of regulatory chance and compliance – for eg CASS FCA regulatory framework. Service Delivery & regulatory compliance:....

International Financial Data Services

Remediation of regulatory issues. Effective implementation of regulatory directives. Regulatory remediation and quality compliance testing....

Ernst & Young OM

Operations Support Manager - Investments and CASS. Ensure Operations team adherence to process controls especially surrounding Reconciliation, Investments...

Citi

We are responsible for the oversight of the application of the Senior Manager Regime, CASS Adherence and IB Operations oversight....

UBS

Assist the Regulatory Developments team and the business to monitor regulatory developments, including industry thinking and guidance;...

Northern Trust Corp.

You will direct the formulation of strategic compliance planning and oversees compliance with all relevant regulatory rules and requirements.You will be have...

BrickVest

 Advice and resources from our dedicated sector group in operation for over 20 years; These include external audit, Client Assets ('CASS') reporting to the...

Michael Page UK

Knowledge of Depositary and/or Fund Administration product & operations, UK UCITS, AIFMD and CASS; EMEA Compliance, a unit which forms part of Global Compliance...

Northern Trust Corp.

Senior Client Reporting Analyst. As well as this, you will have broad CASS and Client Money Rules knowledge. Implement appropriate systems, processes, controls...

M&G Group

Advising on the legal implications of regulations applicable to the bank’s operations and/or the services that it provides, including financial services...

State Street

This may be from working in a Accounting/Consulting firm or in the industry within Operations or Compliance departments on CASS related functions;•Exceptional...

Deloitte

impact of regulatory developments on existing processes and controls. – Advising clients on CASS issues and providing...The Team KPMG’s Wealth and Asset Management Regulatory practice looks after the interests and helps a broad...

KPMG

CITI Operations Support Manager - Investments and CASS Competitive Salary Offered Job Purpose: The purpose... Investments and CASS Operations function including monitoring and reporting. Key Responsibilities: Provide effective...

Citigroup

Operations Support Manager - Investments and CASS-18072224 Description CITI Operations Support Manager... back office Operations functions. The candidate will lead the Investments and CASS Operations function including monitoring...

Citigroup

and understand the impact of regulatory policy change; Performing reviews on clients’ CASS related functions and producing reports... Requirements Experience in the CASS regulatory/compliance environment in the financial services industry. This may...

Deloitte

and understand the impact of regulatory policy change; Performing reviews on clients’ CASS related functions and producing reports... Requirements Experience in the CASS regulatory/compliance environment in the financial services industry. This may...

Deloitte

and understand the impact of regulatory policy change; Performing reviews on clients’ CASS related functions and producing reports... Requirements Experience in the CASS regulatory/compliance environment in the financial services industry. This may...

Deloitte

evolution of the Transfer Agency governance and operations framework. This role will report to the Northern Trust Head of CASS... with regulatory obligations. Provide CASS technical advice and guidance on the application of the CASS rules to multiple internal...

Northern Trust

and understand the impact of regulatory policy change; Performing reviews on clients’ CASS related functions and producing reports... Requirements Experience in the CASS regulatory/compliance environment in the financial services industry. This may...

Deloitte

and understand the impact of regulatory policy change; Performing reviews on clients’ CASS related functions and producing reports... Requirements Experience in the CASS regulatory/compliance environment in the financial services industry. This may...

Deloitte

and understand the impact of regulatory policy change; Performing reviews on clients’ CASS related functions and producing reports... Requirements Experience in the CASS regulatory/compliance environment in the financial services industry. This may...

Deloitte

and understand the impact of regulatory policy change; Performing reviews on clients’ CASS related functions and producing reports... Requirements Experience in the CASS regulatory/compliance environment in the financial services industry. This may...

Deloitte

and understand the impact of regulatory policy change; Performing reviews on clients’ CASS related functions and producing reports... Requirements Experience in the CASS regulatory/compliance environment in the financial services industry. This may...

Deloitte

and understand the impact of regulatory policy change; Performing reviews on clients’ CASS related functions and producing reports... Requirements Experience in the CASS regulatory/compliance environment in the financial services industry. This may...

Deloitte

and understand the impact of regulatory policy change; Performing reviews on clients’ CASS related functions and producing reports... Requirements Experience in the CASS regulatory/compliance environment in the financial services industry. This may...

Deloitte

and understand the impact of regulatory policy change; Performing reviews on clients’ CASS related functions and producing reports... Requirements Experience in the CASS regulatory/compliance environment in the financial services industry. This may...

Deloitte

evolution of the Transfer Agency governance and operations framework. This role will report to the Northern Trust Head of CASS... with regulatory obligations. Provide CASS technical advice and guidance on the application of the CASS rules to multiple internal...

We Offer Group Operations carries out high-quality and efficient banking services to clients across the Business.... Chance to partner with Operations and program/work stream managers to define scope/business requirements. Supporting...

Credit Suisse