CASS REGULATORY OPERATIONS SENIOR jobs in United Kingdom

Oversight team in UK Operations ensuring attendance at meetings, discussing CASS breaches and cascading feedback to the team... investigation and collation of the Shortfall Management process including MI for CASS Team and senior management. Governance...

directly into the Senior CASS Oversight Manager the Lead Associate for the CASS Reconciliations team will be pivotal in.... Strong knowledge of CASS regulations and how these apply to both CASS Reconciliations and Operations daily or monthly procedures...

. This includes the timely escalation and resolution of discrepancies to Operational teams. Reporting directly into the Senior CASS... regulations and how these apply to both CASS Reconciliations and Operations daily or monthly procedures. Exposure to automated...

. Required qualifications, capabilities, and skills. 3+ years of Current Account Switch Service (CASS) implementation, operations, and product... Current Account Switch Service (CASS). Job responsibilities Develop the CASS product vision, objectives, and roadmap...

Senior Compliance Associate (Part-time 3 days a week) Department: Compliance Employment Type: Part Time Location... and private equity fund clients. The Company was started in 2006 and now has operations in London, Southampton, Luxembourg, Hong...

We are looking for a Senior FinOps Reconciliation Analyst to make an impact working with the Finance Operations... of customer assets (e.g. Safeguarding or CASS) Basic knowledge of regulatory frameworks such as CASS, EMI/PI or banking...

Management Level H Job Description – Senior Administrator, ECD - Part time, 3 full days per week Equiniti... our skills and services. There has never been a better time to join EQ. We are recruiting for a part time Senior Administrator...

options and recommendations to management and the board. We mirror our clients' global operations, so be prepared to travel... Practice by building a new team that will provide assurance on a broader range of regulatory topics, both Conduct...

and Control Oversight to join our Operations - Global Asset Safety - CASS and GAS Risk and Control team. This role is located in... and be yourself. This is what #LifeAtBNYMellon is all about. We’re seeking a future team member for the role of Senior Associate, Global Asset Safety - Risk...

and Control Oversight to join our Operations - Global Asset Safety - CASS and GAS Risk and Control team. This role is located in... and be yourself. This is what #LifeAtBNYMellon is all about. We’re seeking a future team member for the role of Senior Associate, Global Asset Safety - Risk...

its business strategies and meet regulatory requirements in business as usual and stress. This Treasury Dealer Senior VP... topics. Work closely with Intraday Liquidity, Finance, Middle Office, Office of Regulatory Relations and Operations...

Corporate Action teams sit within the Asset Maintenance area of Operations. Reporting to the Corporate Actions Manager, the role... market announcements from data vendors, creation of the event in our systems ensuring compliance with CASS, CRS , MiFID...

to day operation of the Oversight and Control function supporting EFSL (and deputise for the Senior Manager when absent... and internal ledgers compliant with FCA regulations and Principles; specifically the CASS and SYSC handbooks To provide project...

to become an integral part of our employee share plan program! You'll work closely with either an Operations Manager or the Head... for our EquatePlus/Shareworks clients, collaborating with the Operations Manager - Purchases to create efficient and streamlined...

and external policies and industry regulatory requirements are adhered to. You will deputise for the Senior Operations Manager... to meet the regulatory standards set out in the relevant FCA rules and guidance, with particular reference to CASS regulation...

our clients' global operations, so be prepared to travel and explore business in new places. Our Extended Assurance team aims... range of regulatory topics, both Conduct and Prudential in nature. This team is expected to enhance and compliment the capabilities of the...

ways: Manage a specialised team responsible for supporting Operations and Lines of Business with adherence to regulatory... and provide guidance on project management. Manage the CASS Operations performed in relation to the CMAR, Asset Shortfalls...