CASS MANAGER COMPLIANCE FINANCIAL jobs in United Kingdom

Required: Extensive knowledge and experience of CASS governance (CASS 6 & 7) in a similar financial services/securities institution...Maldon Partners are recruiting a Group Client Money and Assets Oversight Manager on a permanent basis for a market...

obligations Experience with external audits (Safeguarding, CASS or financial) Understanding of fixed income investments (e..g.... For everyone, everywhere. More about our mission . Job Description We are looking for a proactive controller and audit manager to join our Treasury risk...

. This Compliance Manager role will be a subject matter expert in investments and funds, and be responsible for advising...Job Brief The Risk & Compliance team plays a key role in protecting the clients customers and business...

and management teams leading them. We’ll broaden your horizons Made up of over 250 specialists in financial services, our FS... we work with, across the financial services industry, we help to ensure the continuing stability and authenticity of the...

accordance with CASS procedures Provide advice on finance CASS controls to the business Assist Compliance and the Financial...-to-day client money responsibilities with oversight from the Financial Controller and Head of Compliance and indirectly...

their money, whether it be via Safeguarding or through compliance with the Client Asset Sourcebook (CASS). Your mission Be the... with Safeguarding and/or CASS regulatory obligations Experience with external audits (Safeguarding, CASS or financial) Understanding...

their money, whether it be via Safeguarding or through compliance with the Client Asset Sourcebook (CASS). Your mission Be the... with Safeguarding and/or CASS regulatory obligations Experience with external audits (Safeguarding, CASS or financial) Understanding...

Financial Conduct Authority's CASS rules. The role is crucial to successfully maintaining adequate protection for our clients... CASS Regulatory Requirements (including CMAR, CASS Resolution Pack and Banking Exemption adherence) provide CASS...

achieve their objectives. The Compliance Policy Manager role supports the Senior Compliance Manager in providing input... awareness through training in the business. Assist the Senior Compliance Manager in the enhancement, implementation...

Job Description Summary TITLE: Senior Manager Compliance Policy & Traceability, Central Compliance LOCATION(S): Edinburgh, Glasgow, Leeds... and control owners to deliver great customer outcomes! We’re looking for a Senior Manager Compliance Policies & Traceability...

.com For our offices in London we are currently looking for a full-time Compliance Manager. The UK office has seven companies... growth in our UK office we are looking to recruit a Compliance Manager to be based in London, to work with the Compliance...

.com For our offices in London we are currently looking for a full-time Compliance Manager. The UK office has seven companies... growth in our UK office we are looking to recruit a Compliance Manager to be based in London, to work with the Compliance...

changes from a CASS and Volcker compliance perspective across all aspect of GS asset management Ensuring all CASS process...Job Description: Global Shares - Regulatory Reporting Manager Global Shares, a J.P. Morgan company, is a leading...

, Prudential regulation and legislation. Typical services we offer within the CAS team are: Working alongside financial... statement audit teams to perform CASS and Safeguarding audits; Providing practical, yet technical, SME input on the...

, Prudential regulation and legislation. Typical services we offer within the CAS team are: Working alongside financial... statement audit teams to perform CASS and Safeguarding audits; Providing practical, yet technical, SME input on the...

, Prudential regulation and legislation. Typical services we offer within the CAS team are: Working alongside financial... statement audit teams to perform CASS and Safeguarding audits; Providing practical, yet technical, SME input on the...

Extended Assurance - Manager - Insurance Our Financial Services Assurance practice encompasses a wide... and their financial accounts, drawing on your experience to provide options and recommendations to management and the board. We mirror...