Job Description: We have an exciting role for a CASS Operations Oversight Senior Analyst to join a leading financial... of CASS policy documentation Reviewing of third party control documents Support with internal audit, compliance monitoring...
Core-Asset ConsultingJob Description: We have an exciting role for a CASS Operations Oversight Senior Analyst to join a leading financial... of CASS policy documentation Reviewing of third party control documents Support with internal audit, compliance monitoring...
Core-Asset Consultingbreaks. Following CASS rules to support compliance and audit processes and escalating issues as required. Formulating.... About the Role Job Title: Operations Analyst Level: 1 Department: Operations - Global Settlements Location: London...
Quilter. About this opportunity: We are looking for a Quality Assurance Analyst to join us on a permanent basis. The Quality Assurance Analyst..., CASS and SYSC will be required. The role will also support and champion the adoption of a new policy, process...
Brewin Dolphin. About this opportunity: We are looking for a Quality Assurance Analyst to join us on a permanent basis. The Quality Assurance Analyst... arrangements and relevant regulations, particularly (but not limited to) COBS, CASS and SYSC will be required. The role...
Brewin Dolphin, reconciling, and accounting for client and corporate money. Ensuring compliance with FCA regulated CASS rules and reporting... to them To ensure compliance with CASS and FCA regulations, L&G policies and procedures. To provide cover for other Client...
Legal & General, reconciling, and accounting for client and corporate money. Ensuring compliance with FCA regulated CASS rules and reporting... to them To ensure compliance with CASS and FCA regulations, L&G policies and procedures. To provide cover for other Client...
Legal & GeneralOpening, Dealing, Complaint, Settlement, general Investor Servicing and escalations of a regulatory or compliance nature..., Marketing, Finance, Risk & Compliance, Change Management and Investment Operations. Key Capabilities : Outcomes focused...
Ameriprise Financial, risk & ALM dept, compliance & Legal Dept and head office; Conduct daily basic CASS review operation in accordance... + Bonus + Benefits (Depending on experience) Permanent Central London Ref: 22501 Your New Job Title: Credit Analyst...
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