? Then this role is for you. As a Margin & Collateral - Analyst in the Treasury Operations team within Prime Financial Services (PFS... transactions Escalates issues, where appropriate, to management Deals with internal queries / issues from Middle Office...
JPMorgan Chasemarket announcements from data vendors, creation of the event in our systems ensuring compliance with CASS, CRS , MiFID... of compliance defence by ensuring individual adherence to business processes and procedures that are designed to meet the regulatory...
Interactive Investorreconciliations. Adherence to the regulations that apply to Corporate Actions, Dividends and CASS regulations. Own the end... by ensuring individual adherence to business processes and procedures that are designed to meet the regulatory standards set out...
Interactive Investorand promote successful supplier performance by: Management of 3rd party provider; including day to day management of escalations..., monitoring of Key Performance Indicators and Management Information, taking appropriate action where trigger points are crossed...
Ameriprise Financial