BANKING JOB OPERATIONAL REGULATORY jobs in LONDON, United Kingdom #7

Clearing & Payments department supports the Bank in a back office capacity, supporting the Bank’s operational... processing for various banking product, working with retail branches and front office teams to support London Branch...

to help our clients drive business change and address the most pressing compliance, regulatory, and operational challenges... organisations, processes and platforms Some knowledge of investment banking products, trade life cycle and operational processes...

stakeholders across the organisation to ensure the documents meet regulatory and operational standards.Ensure consistency...Protiviti the global management consulting firm are currently supporting one of their leading Retail Banking clients...

, and Operational aspects of investment banking. On top of that, we also provide support in obtaining highly sought-after industry...Overview We are looking for a Senior Business Analyst to support our project management team on a regulatory project...

with the company's regulatory requirements under the FCA Adhere to the operational risk framework for your role ensuring... that all regulatory or company determined parameters are complied with. Role model for demonstrating highest level standards of integrity...

required by the Regulatory Bodies are carried out to the standards required. WE WOULD LOVE TO HEAR... senior managers Development of effective management information Sound knowledge of operational risk frameworks Knowledge...

’s operational adherence to the UK regulatory requirements, namely with regards to Customer Due Diligence (CDD), Fraud Prevention... Review the day-to-day fraud queries and escalations from branches and within the Personal Banking Department Conduct...

, regulatory compliance risk, AML/ATF risk and conduct risk, including but not limited to responsibilities under the Operational... culture. Purpose Prime Brokerage Middle Office is responsible for providing a focused and high quality operational Prime...

network for Structured Notes. Implement equity linked EMTN with associated support model in line with European regulatory... origination in collaboration with internal business stakeholders in GBM, Canadian Banking, Wealth Management, GRM, Legal...

and other regulatory filings‎. ECM interfaces with banking regulators globally on all capital related matters. Role Overview: The... and monitors regulatory and internal economic capital metrics including capital adequacy ratios, leverage exposure and risk...

and currency policies), optimal execution mechanics, regulatory requirements and mitigation of operational risk Liaises... operational and regulatory terms within legal loan documentation (e.g., Credit Agreements, Term Sheets, Amendments, A&R Credit...

succeed in an ever-changing industry. Experts in capital markets, banking and payments and wealth and asset management Deep... knowledge in financial services offering, including e.g. Finance, Risk and Compliance, Financial Crime, Core Banking...

knowledge and expertise of SSI and payment processes and comprehensive knowledge and understanding of banking operations... including regulatory requirements and reengineering. People management skills. High level of discretion and judgment in the...

network for Structured Notes. Implement equity linked EMTN with associated support model in line with European regulatory... origination in collaboration with internal business stakeholders in GBM, Canadian Banking, Wealth Management, GRM, Legal...

and initial client-onboarding activities for prospects and new clients. Keep watch on local and international regulatory updates... of accountability. Drive a culture of compliance and risk control to mitigate financial, operational and reputational risks. Ensure...

, regulatory compliance risk, AML/ATF risk and conduct risk, including but not limited to responsibilities under the Operational... culture. Purpose Prime Brokerage Middle Office is responsible for providing a focused and high quality operational Prime...

by identifying and interpreting relevant regulatory rules that govern our business globally. Compliance teams work closely..., regulations and functions to provide expertise on regulatory compliance matters, assess and measure compliance and related risks...