AUDIT ASSURANCE OFFICER jobs in LONDON, United Kingdom #2

and manage, investigate and draft responses to such exchange regulatory enquiries, including audit programmes. Working... to advise on and to address any cross-jurisdictional compliance matters. Providing SME support to Compliance Assurance...

and other relevant stakeholders (e.g. Internal/External Audit) Provide timely advice to the business on high risk client onboarding... (i.e. Assurance). Provide guidance in relation to all relevant PEP and Sanction tools to ensure compliance with all necessary...

, fostering a culture of adherence to laws and regulations. Provide oversight for the Division's IOSCO assurance program..., People, Corporate Risk Management, Internal Audit, Information Security teams) to establish relevant testing and reporting...

-jurisdictional compliance matters. Providing SME support to Compliance Assurance colleagues by participating in the annual... Compliance Risk Assessment process, and execution of assurance activities as they relate to the business groups. Designing...

-jurisdictional compliance matters. Providing SME support to Compliance Assurance colleagues by participating in the annual... Compliance Risk Assessment process, and execution of assurance activities as they relate to the business groups. Designing...

independent assurance that the Group’s risk management, governance and internal control processes are operating effectively... on a global basis.* Reporting into an Internal Audit Manager, the successful candidate will engage in hands-on auditing to deliver...

will work as part of a small but specialist team to provide independent assurance that the Group’s risk management, governance... and internal control processes are operating effectively on a global basis.* Reporting into an Internal Audit Manager, the...

Product Officer and Chief Customer Officer and their wider teams. The role is integral to these departments and the IAG... to related audit queries and identify any risks. Providing monthly commentary on Product, Data and CCC overheads performance...

directly to the Chief Financial Officer (CFO) and collaborate closely with the Delivery Director on energy efficiency... and operational excellence while identifying potential risks associated with implementation. Quality Assurance and Compliance...

Product Officer and Chief Customer Officer and their wider teams. The role is integral to these departments and the IAG... to related audit queries and identify any risks. Providing monthly commentary on Product, Data and CCC overheads performance...

My client is a leading Fintech Payments Company Reporting to the Chief Risk and Compliance Officer, the Compliance... Officer will have an active role in driving the company's compliance strategies and plans. This role is ideal...

with Regional and Global OBIE Business Partners, the OBIE Assurance & Operations team, and the Chief Compliance Officer in enhancing..., creating and implementing training and communications, conducting auditing and monitoring and other assurance activities...

. This role also includes managing any audits of those contractual arrangements carried out by third party audit firms... management advise on possible risks. Key Responsibilities & Objectives Financial Contract Compliance Assurance: Work in the...

To ensure that the policies and procedures of awarding bodies and, as appropriate, the GBS quality assurance policies... to the development, maintenance, review and updating of GBS’ quality assurance policies and procedures. To write high...

their potential and exceed our goals. A team of 10, reporting into the Chief Talent Officer, EMEA, we support the goals of the... and candidate experience. Partner with legal, internal audit, compliance, IT security teams where appropriate. System...

to Ensure errors and corrections are escalated and resolved in an efficient and timely manner Support the HR audit process... to ensure the right and most appropriate approaches are used. Support the HR audit process by preparing documentation...

their workload. You will provide monthly supervision to maintain quality assurance and that all best practice is adopted... and develop collaborative partnerships with external agencies to improve the referral process. Audit all information...