AUDIT AND COMPLIANCE MANAGER jobs in LONDON, United Kingdom #5

services, our FS Audit team are essential, not just to BDO, but to the whole economy. By providing quality assurance to the..., issues regarding advice and regulation and compliance, including anti-money laundering. Experience of systems/controls...

for Senior Managers within this team As part of the Audit Advisory team, providing advice and ensuring compliance with ISAs... and management teams leading them. We’ll broaden your horizons As experts on a wide number of issues, our Audit Quality...

Job Description: To verify the bank's controls and to periodically check and assess by means of audit assignments the... completeness of coverage, consistency and correct functioning of the risk control systems in place, as well as their compliance...

, developing, and implementing audit strategies, policies and procedures. Exposure to internal audit or Compliance functions... exchanges, order-flow management via screen, voice and DMA, plus award-winning data, insights and analytics. The Audit team...

, developing, and implementing audit strategies, policies and procedures. Exposure to internal audit or Compliance functions... exchanges, order-flow management via screen, voice and DMA, plus award-winning data, insights and analytics. The Audit team...

and management teams leading them. We’ll broaden your horizons As a firm our focus on delivering quality audit work for the... benefit of the public interest is our key priority. Our Audit teams are essential, not just to BDO, but to the whole economy...

and management teams leading them. We’ll broaden your horizons As a firm our focus on delivering quality audit work for the... benefit of the public interest is our key priority. Our Audit teams are essential, not just to BDO, but to the whole economy...

Looking for a legal, risk or compliance specialist? Share your hiring requirements. Resources Back Resources... Market reports and Salaries Our Events Career Advice Insights and advice for the legal, risk and compliance community...

place. Work closely with compliance monitoring and audit teams to support oversight of the UK Products compliance Manage... manager focused on delivering global investment management excellence and retirement services that investors can rely...

and Change Controls as needed Review non-compliance identified by audit, deviations and complaints, and use technical... and Compliance Manager Assist with quality training at CHR Support the Quality and Compliance Manager, along with the enabling...

delivery of the department’s strategic objectives, provide guidance and develop Compliance Manager (as appropriate... and awareness of other relevant regulatory requirements. Co-ordinate responses to any internal audit reviews of the Compliance...

Recording, New Case Manager, MI/KPI Tools, Shared Drives for Audit and control documents. Candidates will ideally have a basic... understanding of financial institutions with scope to learn from senior compliance colleagues. The intern will help with the...

reports and agreeing issues with stakeholders. Working though the QA process and liaising with the Compliance Testing Manager...: Solid Compliance background, preferably in 2nd line risk based / thematic monitoring or possibly audit. Demonstrate...

, Disclaimer control, Compliance review and Compliance dept liaison). Participate Market Data and Applications Audit by the... Team Leader and Manager in data cleaning tasks such as contracts details, data access permissioning, compliance...

small, and no two days are the same. About your Internship: We are seeking a Legal & Compliance Intern..., based in both London and New York. Engage in weekly one-to-one sessions with your manager to discuss feedback and set...

on a global basis.* Reporting into an Internal Audit Manager, the successful candidate will engage in hands-on auditing to deliver...Looking for a legal, risk or compliance specialist? Share your hiring requirements. Resources Back Resources...

and internal control processes are operating effectively on a global basis.* Reporting into an Internal Audit Manager, the...Looking for a legal, risk or compliance specialist? Share your hiring requirements. Resources Back Resources...