Who we are looking for With immediate effect we are looking for UK Regulatory Liaison & SMRO Officer, Assistant Vice... President to join State Street Bank &Trust branch in London. As a member of UK Corporate Compliance team, this role will focus...
State StreetVice President you will: Be a primary provider of compliance advisory to all Global Markets businesses with a focus on FX...Who we are looking for We are looking for a Global Markets Compliance Officer who will primarily focus to support the...
State Streetcommunications, compliance risk management, regulatory reporting and compliance advisory. As an Assistant Vice President - Regulatory...Financial Crime and Compliance (FC&C) department is responsible for ensuring that all financial crime and compliance...
Bank of ChinaCompliance team, reporting to the UK Head of Compliance. Sitting in the second line of defense, you will be responsible... Compliance you will Work closely with the first line to provide advice to the business on regulatory requirements related...
State Street. Coverage of conduct and compliance risks, Previous experience in at least one of the Core Compliance areas – Advisory..., Compliance Risk Assessment, Personal Account Dealing, Conduct, Conflict of Interest, Whistleblowing, Communication and Trade...
MUFG Investor Servicescompliance with applicable laws, rules and regulations, adhering to Policy, applying sound ethical judgment regarding personal...
Citigroupand procedures to ensure efficiency and compliance with company policies and regulations. Identify potential risks in Talent..., interview guides and KIZUNA pages Conduct regular audits of recruitment data to ensure data integrity and compliance with GDPR...
MUFG Investor Servicesstandpoint, in the implementation of a sophisticated trade order management and compliance monitoring systems to the fund...
State Streetacross the broader EMEA CCG Organization, Investments, Operations, Legal, Compliance and other internal teams critical to the end...
State Streetmanagement and other functions such as Compliance and Risk as required; Help to monitor relevant legislation and regulations... affecting Global Shares, engaging with Compliance and Risk to analyze the requirements of new laws and regulations impacting the...
JPMorgan Chaseand market instrument knowledge – Front Office workflows; Fixed Income/derivatives, Equity, Compliance, IBOR, PMA, Ex-Ante and Ex...
State Streetand market instrument knowledge – Front Office workflows; Fixed Income/derivatives, Equity, Compliance, IBOR, PMA, Ex-Ante and Ex...
State Street, Credit Risk, Finance, Product Control, Legal, Compliance, etc. Education / Qualifications: Degree qualified...
MUFG Investor Servicesaccordance with MUFG policies (credit approvals, legal framework, current regulatory and compliance requirement) and procedures...
MUFG Investor Services: 40 Corporate Grade: D - Assistant Vice President Reporting Line: (UK Division) LME Legal & Company Secretariat...Senior Company Secretarial Assistant Shift Pattern: Standard 40 Hour Week (United Kingdom) Scheduled Weekly Hours...
Hong Kong Exchanges and Clearingwith curious, creative 3Mers. The Impact You’ll Make in this Role The Indirect Tax Leader will report to the Vice President... will include: Lead the indirect tax team who support all indirect compliance and advisory matters Drive the strategic approach...
3MManagement, Finance, Change Management, Finance, IT, Marketing or Risk. Have reached Assistant Director/Vice President... Compliance – Business Advisory, Financial Crime, Compliance Monitoring...
Rothschild & Co