ASSESSMENT AND REGULATIONS OFFICER jobs in LONDON, United Kingdom #2

Who we are looking for We are looking for a Global Markets Compliance Officer who will primarily focus to support the..., with on-going independent and critical assessment of the First Line of Defence’s (FLOD) efforts to manage Compliance risks. The...

, regulations, and frameworks. Expertise in data protection practices, third party assessment and operational resilience Expertise...I'm delighted to be partnering a global Insurance group to appoint a Business Information Security Officer based in...

and global cybersecurity policies, regulations, and frameworks. Expertise in data protection practices, third party assessment...About the role The Business Information Security Officer (BISO) plays a pivotal role in bridging the gap...

's and our customers ICT infrastructure, systems and data. Perform risk assessment and vulnerability analysis. You will provide guidance..., regulations, and legislation. You will ensure that the objectives of our organisation’s cybersecurity and data protection...

a highly skilled individual to join our team as a ESG Compliance and Reporting Officer. This role will be responsible... for identifying, auditing, tracking, and evaluating ESG issues, as well as ensuring compliance with relevant regulations and reporting...

Job Description: Job Title: Electronic Trading Compliance and Operational Risk Officer Location: London Title... associated with Electronic Trading to ensure compliance with applicable Laws, Rules and Regulations (LRR). Engages in activities...

An Education Welfare Officer post has become available with my client based in London. Salary and package..., identification, assessment, intervention planning/delivery and review to promote effective partnerships between children and young...

CPTU QA Officer – £20 to £25 per hour – London, UK The Role Do you possess a good understanding of Good Clinical..., we have an exciting opportunity for you. As a CPTU QA Officer, the successful candidate will play a crucial role in ensuring the smooth...

Position Title: Technology Governance and Assurance Officer Type of Employment: Permanent, Full-time Company.... Job Overview: We are seeking a highly skilled and motivated Technology Governance and Assurance Officer to join their team. The...

, a well known Global law firm based in the city has a vacancy for an experienced Compliance Officer. The Compliance Team currently... and other staff globally on a broad range of issues including but not limited to anti-money laundering and risk assessment issues...

-terrorist financing (CTF) regulations, safeguarding our operations and maintaining the integrity of our financial services... Business Wide Risk Assessment and Customer Risk Assessment. Oversee customer due diligence (CDD) and enhanced due diligence...

. Assist in the review of the business' risk assessment and implementing any necessary safeguards. Providing support... such other duties as are broadly within the legal and compliance remit including new compliance regulations that may occur from time...

activities. THE RESPONSIBILITIES: Responsible for reviewing the existing Financial Crime risk assessment and to update it... Under supervision of DMLRO document the branches risk-based strategies and the basis for risk assessment and subsequent monitoring...

, including Derivatives), types of stakeholders (Institutional Investors, Exchanges, Asset Managers, Regulators), risk assessment..., New Regulations (e.g. Basel III/IV). Working knowledge of Sustainable Finance standards. This includes financial products...

Officer-level transactors) to remain coordinated on the restructuring/valuation process and assess likely restructuring... compliance with applicable laws, rules and regulations, adhering to Policy, applying sound ethical judgment regarding personal...

about industry trends, government regulations and market developments related to the private markets. WORK PATTERN Full time: 9am... effectively with team members and cross-functional stakeholders, including the Chief Commercial Officer, Sales Directors and lead...

for Model Risk in HSBC Innovation Banking, who is HSBC Innovation Banking Chief Financial Officer, by embedding the key aspects... embedding and oversight. Risk Appetite Statement breaches and remediation tracking. Risk and Controls Assessment (RCA...