ACCOUNTS SENIOR FCA REGULATORY jobs in United Kingdom

and Outlook Working knowledge of broking processes and regulatory standards Working knowledge of FCA compliance rules Competent... Insurance, Financial Services and Legal professions. Senior Account Handler Job details Posted 15 April 2024 Salary...

. The job holder will work with members of the senior management team of the department in the development and execution... projects and contributes to other project as required Provides relevant management information to senior management...

with FCA regulatory requirements. Duties and Responsibilities of the role Commercial Sales Responsibility for maintaining... keeping of all business activities in line with business requirements, policies, and procedures and FCA regulatory compliance...

administration and support the team when required, in line with FCA regulatory requirements. To be a thought leader for business... are looking to appoint a Senior Business Support Officer. Reporting to the Operations Manager, this role would suit an experienced business...

Services including regulatory returns and reporting under FCA compliance. (preferred not a must) Powered by... statutory accounts and annual audit Preparation and submission of VAT returns Assist and supervise with Client queries...

elections accurately by acceptance deadline. Ensuring corporate action entitlements are allocated to our customer accounts... of compliance defence by ensuring individual adherence to business processes and procedures that are designed to meet the regulatory...

all regulatory licences, permissions and technical or other requirements applicable under UK legislation and FCA rules and guidelines... as per FCA and contract certainty requirements Assist with loading of data into the relevant WTW Systems Check policies, market...

compliance with regulatory requirements. Pro-actively keep the Reward team and senior management updated on all reg aspects.... With our range of specialist mortgages, savings accounts and business finance solutions, we're backing more people to go for it. We thrive...

of exceptions & money movements between bank accounts. Monthly Profit & Loss reporting to Senior Management detailing operation P&L... wrapped deals on a daily basis. Money movements between bank accounts, monitoring & Investigation of the cashbook & Ledgers...

. We provide our members with business accounts and related banking services, but also a comprehensive set of connected... our Ongoing Monitoring team. As a senior member of the team, we're looking for someone who is passionate about customer experience...

of financial services propositions and how to balance cost and commercial benefit. Extensive knowledge of FCA regulatory landscape... and consumer credit accounts, offering interest-free, interest-bearing and buy-now-pay-later options. We work in a squad mentality...

assistance to Senior Claims Advocates and Claims Manager as needed. Effectively managing workload and time to optimise efficiency... and meet deadlines and targets. Maintaining continuous communication with claims colleagues, accounts, and other divisions...

role in ensuring that all financial and investment advice provided to clients aligns with regulatory standards and internal... and regulatory compliance. Key Responsibilities of the Business Assurance Analyst: Review suitability reports pertaining to money...

consistent with Aon policies, values and behaviours. The FCA's Senior Managers & Certification Regime (SM&CR) applies to Aon... practices undertaken in the UK and colleague conduct is aligned with relevant legal and regulatory requirements and wholly...

will have responsibility for regulatory reporting and financial reporting on a monthly, quarterly, and annual basis on both a US GAAP and IFRS... submission of Financial Conduct Authority (FCA) quarterly returns and monitoring liquidity position of regulated legal entities...

interface between Business Units and Management accounts to resolve queries in relation to management accounts. Ensure... Indicators and satisfy their statutory and regulatory reporting responsibilities with regards to financial data. Ensure...

. · Review basic FCA financial regulatory returns under IFPR and be able to prepare more complex returns. · Review statutory... within outsourced accounting. Knowledge of FCA regulatory returns, tax or company secretarial procedures and applications...